0001603977-14-000031.txt : 20140402 0001603977-14-000031.hdr.sgml : 20140402 20140402125021 ACCESSION NUMBER: 0001603977-14-000031 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140402 DATE AS OF CHANGE: 20140402 EFFECTIVENESS DATE: 20140402 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StocksPLUS, L.P. CENTRAL INDEX KEY: 0001459534 IRS NUMBER: 330250969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-130054 FILM NUMBER: 14737107 BUSINESS ADDRESS: STREET 1: 840 NEWPORT CENTER DRIVE, SUITE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949.720.6000 MAIL ADDRESS: STREET 1: 840 NEWPORT CENTER DRIVE, SUITE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: StocksPlus, L.P. DATE OF NAME CHANGE: 20090325 D/A 1 primary_doc.xml X0707 D/A LIVE 0001459534 StocksPLUS, L.P. 840 NEWPORT CENTER DRIVE, SUITE 100 NEWPORT BEACH CA CALIFORNIA 92660 949.720.6000 DELAWARE StocksPlus, L.P. Limited Partnership true n/a Pacific Investment Management Company LLC 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Promoter Investment Manager of the Issuer ("Investment Manager") n/a StocksPLUS Management Inc. 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Promoter General Partner of the Issuer ("General Partner") Suhail H. Dada 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Vineer Bhansali 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Jennifer S. Bridwell 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Erik C. Brown 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the General Partner Sabrina C. Callin 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the General Partner and the Investment Manager Wendy W. Cupps 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Chris P. Dialynas 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager David C. Flattum 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager William H. Gross 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Director Director of the General Partner and Executive Officer of the Investment Manager John P. Hardaway 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the General Partner Brent R. Harris 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Director Director of the General Partner and Executive Officer of the Investment Manager Arthur J. Hastings 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the General Partner Douglas M. Hodge 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Director Director of the General Partner and Executive Officer of the Investment Manager Brent L. Holden 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Daniel J. Ivascyn 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Lew W. Jacobs IV 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Steven L. Jones 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the General Partner Alfred T. Murata 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Mark R. Kiesel 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Richard R. LeBrun 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the General Partner David C. Lown 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Colleen Martin 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the General Partner Scott A. Mather 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager James F. Moore 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Curtis A. Mewbourne 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager John M. Miller 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Arthur Y.D. Ong 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the General Partner Douglas J. Ongaro 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Thomas J. Otterbein 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Saumil H. Parikh 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Michael Puntoriero 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the General Partner Stephen A. Rodosky 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Jonathan D. Short 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Jonanthan Lane Horn 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Thibault C. Stracke 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Trent W. Walker 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the General Partner Susan L. Wilson 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Mihir P. Worah 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Mohit Mittal 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager William G. De Leon 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Jennifer E. Durham 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Michael A. Gomez 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Candice Stack Whitten 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Ravinder Kumar Mattu 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Eric J. Mogelof 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Peter G. Strelow 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Qi Wang 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Joshua M. Anderson 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Andrew Taylor Vaden 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Jerome M. Schneider 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Eric Michael Sutherland 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Joshua Theodore Thimons 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Robert O. Young 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001572755-13-000029 1987-09-29 true true false 100000 PIMCO INVESTMENTS LLC 154957 None None 1345 AVENUE OF THE AMERICAS NEW YORK NY NEW YORK 10105 All States false Indefinite 4744344959 Indefinite This is a continuous offering. false 232 0 0 OFFERS AND SALES OF LIMITED PARTNERSHIP INTERESTS IN THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES. 0 false StocksPLUS, L.P. Steve Jones Steve Jones Senior Vice President of the Managing Member 2014-04-02