0001459534-23-000001.txt : 20230919 0001459534-23-000001.hdr.sgml : 20230919 20230918202515 ACCESSION NUMBER: 0001459534-23-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20230919 DATE AS OF CHANGE: 20230918 EFFECTIVENESS DATE: 20230919 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StocksPLUS, L.P. CENTRAL INDEX KEY: 0001459534 IRS NUMBER: 330250969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-130054 FILM NUMBER: 231262318 BUSINESS ADDRESS: STREET 1: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949.720.6000 MAIL ADDRESS: STREET 1: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: StocksPlus, L.P. DATE OF NAME CHANGE: 20090325 D/A 1 primary_doc.xml X0708 D/A LIVE 0001459534 StocksPLUS, L.P. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 949.720.6000 DELAWARE StocksPlus, L.P. Limited Partnership true N/A PACIFIC INVESTMENT MANAGEMENT COMPANY LLC 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Promoter INVESTMENT MANAGER OF THE ISSUER ("INVESTMENT MANAGER") DAVID CARL FLATTUM 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER GREGORY WESTON HALL 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DANIEL JOHN IVASCYN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MARK RICHARD KIESEL 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JOHN JEFFREY KIRKOWSKI 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER KIMBERLEY GRACE KORINKE 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SONALI SHAH PIER 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER EMMANUEL ROMAN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MARC PETER SEIDNER 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ROBIN CHRISTINE SHANAHAN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JASON ROBERT STEINER 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER THIBAULT CHRISTIAN STRACKE 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER PETER G. STRELOW 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER QI WANG 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER CANDICE STACK WHITTEN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER NADIA ZAKIR 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001459534-22-000002 1987-09-29 true true false 100000 PIMCO INVESTMENTS LLC 154957 None None 1633 BROADWAY, 45TH FLOOR NEW YORK NY NEW YORK 10019 All States false Indefinite 5449144764 Indefinite false 242 0 0 OFFERS AND SALES OF LIMITED PARTNERSHIP INTERESTS IN THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES. 0 false StocksPLUS, L.P. RAJI MANASSEH RAJI MANASSEH SENIOR VICE PRESIDENT OF THE INVESTMENT MANAGER 2023-09-13