0000943663-14-000169.txt : 20141204 0000943663-14-000169.hdr.sgml : 20141204 20141204124141 ACCESSION NUMBER: 0000943663-14-000169 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20141204 DATE AS OF CHANGE: 20141204 EFFECTIVENESS DATE: 20141204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StocksPLUS, L.P. CENTRAL INDEX KEY: 0001459534 IRS NUMBER: 330250969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-130054 FILM NUMBER: 141265679 BUSINESS ADDRESS: STREET 1: 840 NEWPORT CENTER DRIVE, SUITE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949.720.6000 MAIL ADDRESS: STREET 1: 840 NEWPORT CENTER DRIVE, SUITE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: StocksPlus, L.P. DATE OF NAME CHANGE: 20090325 D/A 1 primary_doc.xml X0707 D/A LIVE 0001459534 StocksPLUS, L.P. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 949-720-6000 DELAWARE StocksPlus, L.P. Limited Partnership true n/a Pacific Investment Management Company LLC 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Promoter Investment Manager of the Issuer ("Investment Manager") n/a StocksPLUS Management Inc. 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Promoter General Partner of the Issuer ("General Partner") Mike Amey 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Joshua M. Anderson 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Brian P. Baker 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Andrew Thomas Balls 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager William R. Benz II 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Vineer Bhansali 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Ryan Patrick Blute 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Philippe Bodereau 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Andrew Bosomworth 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Jennifer S. Bridwell 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Sabrina C. Callin 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Wendy W. Cupps 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Suhail H. Dada 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Craig A. Dawson 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager William G. De Leon 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Edward Devlin 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Chris P. Dialynas 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Jennifer E. Durham 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Mohsen Fahmi 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager David C. Flattum 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Michael A. Gomez 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Brent Richard Harris 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Douglas M. Hodge 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Brent L. Holden 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Jonathan Lane Horne 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Daniel J. Ivascyn 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Lew W. Jacobs IV 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Mark R. Kiesel 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Matthieu Louanges 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager David C. Lown 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Virginie Maisonneuve 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Sudesh N. Mariappa 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Tomoya Masanao 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Scott A. Mather 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Akinori Matsui 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Ravi Mattu 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Paul A. McCulley 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Robert Mead 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Curtis A. Mewbourne 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager John M. Miller 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Mohit Mittal 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Eric J. Mogelof 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager James F. Moore 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Alfred T. Murata 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Douglas J. Ongaro 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Thomas J. Otterbein 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Lorenzo P. Pagani 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Saumil H. Parikh 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Emanuele Ravano 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Stephen A. Rodosky 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Jerome M. Schneider 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Jonathan D. Short 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Thibault C. Stracke 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Peter G. Strelow 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Eric Michael Sutherland 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Joshua Theodore Thimons 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Andrew Taylor Vaden 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Qi Wang 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Candice Stack Whitten 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Susan L. Wilson 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Mihir P. Worah 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Robert O. Young 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001603977-14-000031 1987-09-29 true true false 100000 PIMCO INVESTMENTS LLC 154957 None None 1345 AVENUE OF THE AMERICAS NEW YORK NY NEW YORK 10105 All States false Indefinite 4744344959 Indefinite This is a continuous offering. false 232 0 0 OFFERS AND SALES OF LIMITED PARTNERSHIP INTERESTS IN THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES. 0 false StocksPLUS, L.P. /s/ Steve Jones Steve Jones Senior Vice President of the Managing Member 2014-12-02