0001459209-11-000001.txt : 20110324 0001459209-11-000001.hdr.sgml : 20110324 20110324105811 ACCESSION NUMBER: 0001459209-11-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20110324 DATE AS OF CHANGE: 20110324 EFFECTIVENESS DATE: 20110324 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Daybreak Special Situations Mast Fund, Ltd. CENTRAL INDEX KEY: 0001459209 IRS NUMBER: 980563308 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-130019 FILM NUMBER: 11708192 BUSINESS ADDRESS: STREET 1: 100 EAST COOK AVENUE STREET 2: SUITE 100 CITY: LIBERTYVILLE STATE: IL ZIP: 60048 BUSINESS PHONE: 847-968-2655 EXT. 22 MAIL ADDRESS: STREET 1: 100 EAST COOK AVENUE STREET 2: SUITE 100 CITY: LIBERTYVILLE STATE: IL ZIP: 60048 FORMER COMPANY: FORMER CONFORMED NAME: Daybreak Special Situations Fund, Ltd. DATE OF NAME CHANGE: 20090320 D/A 1 primary_doc.xml X0704 D/A LIVE 0001459209 Daybreak Special Situations Mast Fund, Ltd. 100 EAST COOK AVENUE SUITE 100 LIBERTYVILLE IL ILLINOIS 60048 847-968-2655 EXT. 22 CAYMAN ISLANDS Daybreak Special Situations Fund, Ltd. Other Cayman Islands exempted company true 2007 N/A Daybreak Capital Management, LLC 100 East Cook Avenue Suite 100 Libertyville IL ILLINOIS 60048 Executive Officer Promoter Investment Manager (Operations Delegated to Investment Manager by Directors) Lawrence John Butz 100 East Cook Avenue Suite 100 Libertyville IL ILLINOIS 60048 Executive Officer Promoter Manager of Investment Manager John Gerard Prinz 100 East Cook Avenue Suite 100 Libertyville IL ILLINOIS 60048 Executive Officer Promoter Manager of Investment Manager Roger Hanson c/o Walkers SPV Limited, Walker House Mary Street George Town E9 CAYMAN ISLANDS KY1 9002 Director Operation of Fund Delegated to Investment Manager Ronan Guilfoyle c/o Walkers SPV Limited, Walker House Mary Street George Town E9 CAYMAN ISLANDS KY1 9002 Director Operation of Fund Delegated to Investment Manager Pooled Investment Fund Hedge Fund false $1 - $5,000,000 06 3C 3C.1 true 0001459209-10-000001 2007-12-01 true true true false 0 Indefinite 2035190 Indefinite false 6 0 0 The Issuer does not pay sales commissions in connection with the sale of interests. The Investment Manager may pay a portion of the management and incentive fee as finders' fees to third parties. 0 The Investment Manager receives customary management and incentive fees based on shareholder share values. false Daybreak Special Situations Mast Fund, Ltd. Lawrence John Butz Lawrence John Butz Authorized Signatory 2011-03-24