0001459082-19-000001.txt : 20190301 0001459082-19-000001.hdr.sgml : 20190301 20190228194759 ACCESSION NUMBER: 0001459082-19-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190301 DATE AS OF CHANGE: 20190228 EFFECTIVENESS DATE: 20190301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nineteen77 Global Fundamental Market Neutral Long Short LLC CENTRAL INDEX KEY: 0001459082 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-128271 FILM NUMBER: 19646177 BUSINESS ADDRESS: STREET 1: UBS TOWER STREET 2: ONE NORTH WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-525-6000 MAIL ADDRESS: STREET 1: UBS TOWER STREET 2: ONE NORTH WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC DATE OF NAME CHANGE: 20140401 FORMER COMPANY: FORMER CONFORMED NAME: O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LLC DATE OF NAME CHANGE: 20130314 FORMER COMPANY: FORMER CONFORMED NAME: O'Connor Global Fundamental Market Neutral Long Short LLC DATE OF NAME CHANGE: 20100212 D/A 1 primary_doc.xml X0708 D/A LIVE 0001459082 Nineteen77 Global Fundamental Market Neutral Long Short LLC UBS Tower One North Wacker Drive, 32nd Floor Chicago IL ILLINOIS 60606 312-525-6000 DELAWARE O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LLC O'Connor Global Fundamental Market Neutral Long Short LLC Limited Liability Company true n/a UBS O'Connor LLC UBS Tower One North Wacker Drive, 32nd Floor Chicago IL ILLINOIS 60606 Executive Officer Investment Manager Philip Dickie The Harbour Trust Co. Ltd., Windward 1 Regatta Office Park, West Bay Road Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director Management Board Member William E.J. Walmsley The Harbour Trust Co. Ltd., Windward 1 Regatta Office Park, West Bay Road Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director Management Board Member George Halaby UBS O'Connor LLC UBS Tower, One N. Wacker Dr., 32nd Fl. Chicago IL ILLINOIS 60606 Director Management Board Member Connor Burke UBS O'Connor LLC UBS Tower, One N. Wacker Dr., 32nd Fl. Chicago IL ILLINOIS 60606 Executive Officer Director and Associate GC of the Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001459082-18-000001 2003-06-01 true true false 1000000 UBS Financial Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false UBS Asset Management (US) Inc. 583 None None 1285 Avenue of the Americas 12th Floor New York NY NEW YORK 10019 All States false UBS Asset Management (Americas) Inc. 106838 None None 1285 Avenue of the Americas New York NY NEW YORK 10019 AZ ARIZONA CA CALIFORNIA CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS MN MINNESOTA MO MISSOURI NJ NEW JERSEY OH OHIO PA PENNSYLVANIA TX TEXAS UT UTAH WA WASHINGTON WI WISCONSIN WY WYOMING false Indefinite 638003361 Indefinite Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S). false 49 1200000 true 0 UBS Asset Management (Americas) Inc. is no longer receiving any sales commissions in connection with sales of interests of the Issuer. 0 The Issuer pays a management fee as described in the Issuer's offering documents. In addition, the Issuer pays customary directors fees. false Nineteen77 Global Fundamental Market Neutral Long Short LLC Connor Burke Connor Burke Director and Associate GC of the Investment Manager 2019-02-28