0000902664-14-002015.txt : 20140402 0000902664-14-002015.hdr.sgml : 20140402 20140402124923 ACCESSION NUMBER: 0000902664-14-002015 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140402 DATE AS OF CHANGE: 20140402 EFFECTIVENESS DATE: 20140402 FILER: COMPANY DATA: COMPANY CONFORMED NAME: O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC CENTRAL INDEX KEY: 0001459082 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-128271 FILM NUMBER: 14737103 BUSINESS ADDRESS: STREET 1: ONE NORTH WACKER DRIVE STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-525-6000 MAIL ADDRESS: STREET 1: ONE NORTH WACKER DRIVE STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LLC DATE OF NAME CHANGE: 20130314 FORMER COMPANY: FORMER CONFORMED NAME: O'Connor Global Fundamental Market Neutral Long Short LLC DATE OF NAME CHANGE: 20100212 FORMER COMPANY: FORMER CONFORMED NAME: O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC DATE OF NAME CHANGE: 20090320 D/A 1 primary_doc.xml X0707 D/A LIVE 0001459082 O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC ONE NORTH WACKER DRIVE 32ND FLOOR CHICAGO IL ILLINOIS 60606 312-525-6000 DELAWARE O'Connor Global Fundamental Long/Short LLC O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LLC O'Connor Global Fundamental Market Neutral Long Short LLC O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC Limited Liability Company true Philip Dickie The Harbour Trust Co. Ltd., Windward 1 Regatta Office Park, West Bay Road Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director Management Board Member William E.J. Walmsley The Harbour Trust Co. Ltd., Windward 1 Regatta Office Park, West Bay Road Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director Management Board Member George Halaby UBS Tower, One North Wacker Drive 32nd Floor Chicago IL ILLINOIS 60606 Director Management Board Member UBS O'Connor LLC UBS O'Connor LLC UBS Tower, One North Wacker Drive 32nd Floor Chicago IL ILLINOIS 60606 Executive Officer Investment Advisor Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000902664-13-001774 2003-06-01 true true false 1000000 UBS Global Asset Management (US) Inc. 583 None None 1285 AVENUE OF THE AMERICAS 12TH FLOOR NEW YORK NY NEW YORK 10019 All States false UBS Financial Services, Inc. 8174 None None 1200 HARBOR BOULEVARD WEEHAWKEN NJ NEW JERSEY 07086 All States false UBS Global Asset Management (Americas) Inc. 106838 None None 1285 AVENUE OF THE AMERICAS NEW YORK NY NEW YORK 10019 AZ ARIZONA CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA IL ILLINOIS MD MARYLAND MO MISSOURI NY NEW YORK TX TEXAS UT UTAH false Indefinite 638003361 Indefinite Includes only securities sold to U.S. investors by the issuer in reliance on Reg D (e.g. excludes securities sold to non-U.S. investors in reliance on Reg S). false 49 949060 true 0 UBS Global Asset Management (Americas) Inc. is no longer receiving any sales commissions in connection with sales of interests of the issuer. 0 The issuer pays a management fee as described in the issuer's offering documents. In addition, the issuer pays customary director fees. false O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC /s/ William E.J. Walmsley William E.J. Walmsley Management Board Member 2014-04-01