0001458989-14-000003.txt : 20140710 0001458989-14-000003.hdr.sgml : 20140710 20140710102749 ACCESSION NUMBER: 0001458989-14-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140710 DATE AS OF CHANGE: 20140710 EFFECTIVENESS DATE: 20140710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST NANOTECHNOLOGIES INC CENTRAL INDEX KEY: 0001458989 IRS NUMBER: 753043414 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-220697 FILM NUMBER: 14968510 BUSINESS ADDRESS: STREET 1: 2501 TECHNOLOGY PLACE CITY: NORMAN STATE: OK ZIP: 73071 BUSINESS PHONE: 405-217-8388 MAIL ADDRESS: STREET 1: 2501 TECHNOLOGY PLACE CITY: NORMAN STATE: OK ZIP: 73071 D 1 primary_doc.xml X0707 D LIVE 0001458989 SOUTHWEST NANOTECHNOLOGIES INC 2501 TECHNOLOGY PLACE NORMAN OK OKLAHOMA 73071 405-217-8388 OKLAHOMA None None Corporation true James Ashman 2501 Technology Place Norman OK OKLAHOMA 73071 Executive Officer Director Joseph Nathan 2501 Technology Place Norman OK OKLAHOMA 73071 Director Charles Nesser 2501 Technology Place Norman OK OKLAHOMA 73071 Director James Bratton 2501 Technology Place Norman OK OKLAHOMA 73071 Director Myron Bond 2501 Technology Place Norman OK OKLAHOMA 73071 Director David Arthur 2501 Technology Place Norman OK OKLAHOMA 73071 Executive Officer Director Wilmer Bottoms 2501 Technology Place Norman OK OKLAHOMA 73071 Director John Whorton 2501 Technology Place Norman OK OKLAHOMA 73071 Executive Officer Ricardo Prada 2501 Technology Place Norman OK OKLAHOMA 73071 Executive Officer Rick Jansen 2501 Technology Place Norman OK OKLAHOMA 73071 Executive Officer Dan Leven 2501 Technology Place Norman OK OKLAHOMA 73071 Executive Officer Other Decline to Disclose 06b false 2014-03-18 false true true false 1 Stifel, Nicolaus & Company, Incorporated 793 None None One Financial Plaza 501 North Broadway St. Louis MO MISSOURI 63102 CO COLORADO MO MISSOURI TX TEXAS false 4000000 1651391 2348609 false 19 44400 true 0 0 true false SOUTHWEST NANOTECHNOLOGIES INC John Whorton John Whorton Chief Financial Officer 2014-07-10