0001405086-15-000032.txt : 20150210 0001405086-15-000032.hdr.sgml : 20150210 20150210172139 ACCESSION NUMBER: 0001405086-15-000032 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150210 DATE AS OF CHANGE: 20150210 EFFECTIVENESS DATE: 20150210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MULTI-ADVISOR FUNDS SMALL VALUE FUND- VAUGHAN NELSON INVESTMENT MANAGEMENT, LP CENTRAL INDEX KEY: 0001458298 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-127653 FILM NUMBER: 15595076 BUSINESS ADDRESS: STREET 1: C/O NORTHERN TRUST INVESTMENTS, INC. STREET 2: 50 SOUTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: (877) 651-9156 MAIL ADDRESS: STREET 1: C/O NORTHERN TRUST INVESTMENTS, INC. STREET 2: 50 SOUTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: MULTI-ADVISOR FUNDS-SERIES: SMALL VALUE FUND- VAUGHAN NELSON INVESTMENT MANAGEMENT, LP DATE OF NAME CHANGE: 20150105 FORMER COMPANY: FORMER CONFORMED NAME: Northern Trust Multi-Advisor Funds- Series: Small Value Fund- Vaughan Nelson Investment Management, LP DATE OF NAME CHANGE: 20140206 FORMER COMPANY: FORMER CONFORMED NAME: Northern Trust Multi-Advisor Funds- Series: Small Value Fund- Vaughan Nelson Investment Management, L.P. DATE OF NAME CHANGE: 20090316 D/A 1 primary_doc.xml X0707 D/A LIVE 0001458298 MULTI-ADVISOR FUNDS SMALL VALUE FUND- VAUGHAN NELSON INVESTMENT MANAGEMENT, LP C/O NORTHERN TRUST INVESTMENTS, INC. 50 SOUTH LASALLE STREET CHICAGO IL ILLINOIS 60603 (877) 651-9156 DELAWARE MULTI-ADVISOR FUNDS-SERIES: SMALL VALUE FUND- VAUGHAN NELSON INVESTMENT MANAGEMENT, LP Northern Trust Multi-Advisor Funds- Series: Small Value Fund- Vaughan Nelson Investment Management, LP Northern Trust Multi-Advisor Funds- Series: Small Value Fund- Vaughan Nelson Investment Management, L.P. Business Trust true N/A NORTHERN TRUST INVESTMENTS, INC. 50 SOUTH LASALLE STREET CHICAGO IL ILLINOIS 60603 Executive Officer Promoter TRUSTEE AND SPECIAL INTEREST HOLDER CHRISTOPHER E. VELLA 300 ATLANTIC STREET SUITE 400 STAMFORD CT CONNECTICUT 06901 Executive Officer SENIOR VICE PRESIDENT OF NORTHERN TRUST INVESTMENTS, INC. NINA B. STALEY 300 ATLANTIC STREET SUITE 400 STAMFORD CT CONNECTICUT 06901 Executive Officer SENIOR VICE PRESIDENT OF NORTHERN TRUST INVESTMENTS, INC. MELISSA A. STANDRING 300 ATLANTIC STREET SUITE 400 STAMFORD CT CONNECTICUT 06901 Executive Officer SENIOR VICE PRESIDENT OF NORTHERN TRUST INVESTMENTS, INC. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001405086-14-000128 1998-01-01 true true true false 0 Northern Trust Securities, Inc. 7927 None None 50 South LaSalle Street Chicago IL ILLINOIS 60603 All States false Indefinite 53626445 Indefinite false 480 0 0 No proceeds of the offering have been used to pay commissions or finders' fees. 0 false MULTI-ADVISOR FUNDS SMALL VALUE FUND- VAUGHAN NELSON INVESTMENT MANAGEMENT, LP /s/Melissa A. Standring Melissa A. Standring SVP of Northern Trust Investments, Inc. 2015-02-05