0001405086-12-000094.txt : 20120312 0001405086-12-000094.hdr.sgml : 20120312 20120312162354 ACCESSION NUMBER: 0001405086-12-000094 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20120312 DATE AS OF CHANGE: 20120312 EFFECTIVENESS DATE: 20120312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Trust Multi-Advisor Funds- Series: Small Value Fund- Vaughan Nelson Investment Management, L.P. CENTRAL INDEX KEY: 0001458298 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-127653 FILM NUMBER: 12684272 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET, SUITE 400 CITY: Stamford STATE: CT ZIP: 06901 BUSINESS PHONE: 203-977-7000 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET, SUITE 400 CITY: Stamford STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: Northern Trust Multi-Advisor Funds - Series: Small Value Fund - Vaughan Nelson Investment Management LP DATE OF NAME CHANGE: 20090311 D/A 1 primary_doc.xml X0704 D/A LIVE 0001458298 Northern Trust Multi-Advisor Funds- Series: Small Value Fund- Vaughan Nelson Investment Management, L.P. 300 ATLANTIC STREET, SUITE 400 Stamford CT CONNECTICUT 06901 203-977-7000 DELAWARE Northern Trust Multi-Advisor Funds - Series: Small Value Fund - Vaughan Nelson Investment Management LP Business Trust true Joseph W. McInerney 300 Atlantic Street Suite 400 Stamford CT CONNECTICUT 06901 Executive Officer Executive Officer of Northern Trust Global Advisors, Inc., the Trustee N/A The Northern Trust Company of Connecticut 300 Atlantic Street Suite 400 Stamford CT CONNECTICUT 06901 Promoter Promoter and Special Interest Holder Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001405086-11-000127 1998-01-01 true true true false 0 Northern Trust Securities, Inc. 7927 None None 50 South LaSalle Street Chicago IL ILLINOIS 60603 All States false Indefinite 44136445 Indefinite false 474 0 0 No proceeds of the offering have been used to pay commissions or finders' fees. 0 false Northern Trust Multi-Advisor Funds- Series: Small Value Fund- Vaughan Nelson Investment Management, L.P. /s/Joseph W. McInerney Joseph W. McInerney President & CEO of The Northern Tr. Co of CT 2012-03-12