0001458293-16-000002.txt : 20160314 0001458293-16-000002.hdr.sgml : 20160314 20160314121129 ACCESSION NUMBER: 0001458293-16-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160314 DATE AS OF CHANGE: 20160314 EFFECTIVENESS DATE: 20160314 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Permal Investment Holdings N.V. CENTRAL INDEX KEY: 0001458293 IRS NUMBER: 000000000 STATE OF INCORPORATION: P8 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-156856 FILM NUMBER: 161503007 BUSINESS ADDRESS: STREET 1: C/O CITCO FUND SERVICES (CURACAO) N.V. STREET 2: KAYA FLAMBOYAN 9 CITY: CURACAO STATE: P8 ZIP: NETHERLAND BUSINESS PHONE: 212-418-6624 MAIL ADDRESS: STREET 1: C/O CITCO FUND SERVICES (CURACAO) N.V. STREET 2: KAYA FLAMBOYAN 9 CITY: CURACAO STATE: P8 ZIP: NETHERLAND D/A 1 primary_doc.xml X0707 D/A LIVE 0001458293 Permal Investment Holdings N.V. C/O CITCO FUND SERVICES (CURACAO) N.V. KAYA FLAMBOYAN 9 CURACAO P8 NETHERLANDS ANTILLES NETHERLAND 212-418-6624 NETHERLANDS ANTILLES None None Other Curacao Limited Liability company true Edmond de la Haye Jousselin c/o Permal Asset Management Inc. 900 Third Ave New York NY NEW YORK 10022 Director Gary Gladstein c/o Permal Asset Management Inc. 900 Third Ave New York NY NEW YORK 10022 Director Raymond A Mason c/o Permal Asset Management Inc. 900 Third Ave New York NY NEW YORK 10022 Director Isaac Souede c/o Permal Asset Management Inc. 900 Third Ave New York NY NEW YORK 10022 Director William Waters c/o Permal Asset Management Inc. 900 Third Ave New York NY NEW YORK 10022 Director Pooled Investment Fund Hedge Fund false Over $100,000,000 06b 3C 3C.7 true 0001458293-15-000001 1992-03-25 true true false 50000 C. P. Eaton and Associates 31170 None None c/ o C. P. Eaton Partners LLC 131 Rowayton Ave Rowayton CT CONNECTICUT 06853 All States false Legg Mason Investor Services, LLC 109064 None None 100 International Drive Baltimore MD MARYLAND 21202 All States false Indefinite 4954527141 Indefinite false 97 39303 true 0 The agreement with C.P. Eaton and Associates has been terminated since September 30, 2008. The agreement with Maybridge Partners Inc. terminated on or around May 11, 2011. Neither firm currently solicits for the Issuer. 32500 true Annual fee paid to directors. false Permal Investment Holdings N.V. /s/ Glyn Clark Glyn Clark PAML Chief Compliance Officer 2016-03-14