0001458265-15-000001.txt : 20150316 0001458265-15-000001.hdr.sgml : 20150316 20150316154810 ACCESSION NUMBER: 0001458265-15-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150316 DATE AS OF CHANGE: 20150316 EFFECTIVENESS DATE: 20150316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Permal U.S. Opportunities Ltd. CENTRAL INDEX KEY: 0001458265 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-156877 FILM NUMBER: 15702719 BUSINESS ADDRESS: STREET 1: C/O EQUITY TRUST (BVI) LIMITED STREET 2: P.O. BOX 438, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: BVI BUSINESS PHONE: 212-418-6622 MAIL ADDRESS: STREET 1: C/O EQUITY TRUST (BVI) LIMITED STREET 2: P.O. BOX 438, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: BVI D/A 1 primary_doc.xml X0707 D/A LIVE 0001458265 Permal U.S. Opportunities Ltd. C/O EQUITY TRUST (BVI) LIMITED BOX 438, ROAD TOWN TORTOLA D8 VIRGIN ISLANDS, BRITISH BVI 212-418-6622 VIRGIN ISLANDS, BRITISH None None Other BVI Business Company true Edmond de la Haye Jousselin c/o Permal Asset Management Inc. 900 Third Ave New York NY NEW YORK 10022 Director Raymond A Mason c/o Permal Asset Management Inc. 900 Third Ave New York NY NEW YORK 10022 Director Isaac Souede c/o Permal Asset Management Inc. 900 Third Ave New York NY NEW YORK 10022 Director William Waters c/o Permal Asset Management Inc. 900 Third Ave New York NY NEW YORK 10022 Director Gary Gladstein c/o Permal Asset Management Inc. 900 Third Ave New York NY NEW YORK 10022 Director Pooled Investment Fund Hedge Fund false Over $100,000,000 06b 3C 3C.7 true 0001458265-14-000001 1987-09-18 true true false 100000 Indefinite 457957807 Indefinite false 37 0 0 The agreement with C.P. Eaton and Associates has been terminated since September 30, 2008. The agreement with Maybridge Partners Inc. terminated on or around May 11, 2011. Neither firm currently solicits for the Issuer. 32500 true Annual fee paid to directors. false Permal U.S. Opportunities Ltd. /s/ Glyn Clark Glyn Clark PAML Chief Compliance Officer 2015-03-16