-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PtghBAsXl7Hpi3b1UyErOalNiT1x9ygd1jM+O7WSvyHE34MOyFSgvH03FBg8lHmk DdXy67lcdUqHNcmOHNNOmg== 0001457315-09-000001.txt : 20090305 0001457315-09-000001.hdr.sgml : 20090305 20090304175241 ACCESSION NUMBER: 0001457315-09-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(5) FILED AS OF DATE: 20090305 DATE AS OF CHANGE: 20090304 EFFECTIVENESS DATE: 20090305 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Wealth & Income Fund, LLC CENTRAL INDEX KEY: 0001457315 IRS NUMBER: 208680047 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-127454 FILM NUMBER: 09656632 BUSINESS ADDRESS: STREET 1: 4900 NORTH SCOTTSDALE ROAD, SUITE 5000 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: (480) 840-8400 MAIL ADDRESS: STREET 1: 4900 NORTH SCOTTSDALE ROAD, SUITE 5000 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 D 1 primary_doc.xml X0201 D LIVE 0001457315 Strategic Wealth & Income Fund, LLC 4900 NORTH SCOTTSDALE ROAD, SUITE 5000 SCOTTSDALE AZ 85251 (480) 840-8400 IMH Secured Load Fund II, LLC DE Limited Liability Company true 2007 SWI Management, LLC SWI Management, LLC 4900 North Scottsdale Road, Suite 5000 Scottsdale AZ 85251 Promoter Manager Shane Albers 4900 North Scottsdale Road, Suite 5000 Scottsdale AZ 85251 Executive Officer Director Executive Officer and Director of SWI Management, LLC, manager of the Issuer Will Meris 4900 North Scottsdale Road, Suite 5000 Scottsdale AZ 85251 Executive Officer Director Executive Officer and Director of SWI Management, LLC, manager of the Issuer Steven Darak 4900 North Scottsdale Road, Suite 5000 Scottsdale AZ 85251 Executive Officer Executive Officer of SWI Management, LLC, manager of the Issuer Ann McCartney 4900 North Scottsdale Road, Suite 5000 Scottsdale AZ 85251 Executive Officer Executive Officer of SWI Management, LLC, manager of the Issuer Brian Peterson 4900 North Scottsdale Road, Suite 5000 Scottsdale AZ 85251 Executive Officer Executive Officer of SWI Management, LLC, manager of the Issuer Terri Guske 4900 North Scottsdale Road, Suite 5000 Scottsdale AZ 85251 Executive Officer Executive Officer of SWI Management, LLC, manager of the Issuer Jerome Joseph 4900 North Scottsdale Road, Suite 5000 Scottsdale AZ 85251 Executive Officer Executive Officer of SWI Management, LLC, manager of the Issuer Sharon Jutila 4900 North Scottsdale Road, Suite 5000 Scottsdale AZ 85251 Executive Officer Executive Officer of SWI Management, LLC, manager of the Issuer Fawn Medesha 4900 North Scottsdale Road, Suite 5000 Scottsdale AZ 85251 Executive Officer Executive Officer of SWI Management, LLC, manager of the Issuer Other Real Estate Decline to Disclose 06 3C 3C.5 false 2009-02-25 true true true true false 25000 Lawson Financial Coporation 15261 None None 3352 E. Camelback Road Phoenix AZ 85018 AZ CA CO FL ID IL MN NV NC OH OR PA TX UT 700000000 30000 699970000 false 2 52500000 true 0 Sales commissions = 6%; Marketing/due diligence fee = 0.5%; Supervisory fee = 1%; after members receive return of capital + 20% IRR; broker dealers receive pro rata share of 5% of net earnings of Issuer 3500000 true See Item 15 for commissions. Only .75% of supervisory fee can be paid to insiders. Manager receives organization fee = 0.5%, and amount above only includes organization fee because other commissions are in Item 15. false Strategic Wealth & Income Fund, LLC /s/ Will Meris Will Meris Executive Officer of manager of Issuer 2009-03-04 -----END PRIVACY-ENHANCED MESSAGE-----