0001593574-14-000001.txt : 20140130 0001593574-14-000001.hdr.sgml : 20140130 20140130161549 ACCESSION NUMBER: 0001593574-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140130 DATE AS OF CHANGE: 20140130 EFFECTIVENESS DATE: 20140130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sutherland Asset Management Corp CENTRAL INDEX KEY: 0001456906 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-211024 FILM NUMBER: 14560959 BUSINESS ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127302000 MAIL ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 D 1 primary_doc.xml X0707 D LIVE 0001456906 Sutherland Asset Management Corp 1140 Avenue of the Americas, 7th Floor Attn: Frederick Herbst NEW YORK NY NEW YORK 10036 212-257-4600 MARYLAND None None Corporation true 2013 n/a Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Promoter Waterfall Asset Management, LLC serves as the Issuers external investment manager. Thomas Capasse 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Director Jack Ross 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Director Frederick Herbst 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Frank Filips 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Director Todd Sinai 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Director J Mitchell Reese 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Director REITS and Finance Decline to Disclose 06b false 2014-01-16 false true false 1000 Charles B. Harrison 3071551 H & L Equities, LLC 113794 100 Colony Square, Suite 2120 Atlanta GA GEORGIA 30361-6206 FL FLORIDA GA GEORGIA TX TEXAS false Scott Harrison 4981070 H & L Equities, LLC 113794 100 Colony Square, Suite 2120 Atlanta GA GEORGIA 30361-6206 FL FLORIDA GA GEORGIA TX TEXAS false Phyllis J. Beck 5389090 H & L Equities, LLC 113794 100 Colony Square, Suite 2120 Atlanta GA GEORGIA 30361-6206 GA GEORGIA TX TEXAS false Patrick J. Whelchel 5389090 H & L Equities, LLC 113794 100 Colony Square, Suite 2120 Atlanta GA GEORGIA 30361-6206 GA GEORGIA false Lori Mayfield 4899271 H & L Equities, LLC 113794 100 Colony Square, Suite 2120 Atlanta GA GEORGIA 30361-6206 GA GEORGIA false 125000 125000 0 false 125 6250 0 0 false Sutherland Asset Management Corp /s/ Thomas Capasse Thomas Capasse Chief Executive Officer and Director 2014-01-29