0001456906-15-000001.txt : 20150616 0001456906-15-000001.hdr.sgml : 20150616 20150616050325 ACCESSION NUMBER: 0001456906-15-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150615 DATE AS OF CHANGE: 20150616 EFFECTIVENESS DATE: 20150615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sutherland Partners, L.P. CENTRAL INDEX KEY: 0001593574 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-241777-01 FILM NUMBER: 15933042 BUSINESS ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-257-4600 MAIL ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sutherland REIT Holdings, LP CENTRAL INDEX KEY: 0001611235 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-241777-02 FILM NUMBER: 15933043 BUSINESS ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-257-4600 MAIL ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUTHERLAND OP HOLDINGS II, LTD. CENTRAL INDEX KEY: 0001611205 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-241777-03 FILM NUMBER: 15933044 BUSINESS ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-257-4600 MAIL ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sutherland OP Holdings I, Ltd. CENTRAL INDEX KEY: 0001611203 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-241777-04 FILM NUMBER: 15933045 BUSINESS ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-257-4600 MAIL ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sutherland Asset Management Corp CENTRAL INDEX KEY: 0001456906 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-241777 FILM NUMBER: 15933046 BUSINESS ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127302000 MAIL ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 D 1 primary_doc.xml X0707 D LIVE 0001456906 Sutherland Asset Management Corp 1140 AVENUE OF THE AMERICAS 7TH FLOOR NEW YORK NY NEW YORK 10036 212-257-4600 MARYLAND None None Corporation true 2013 0001611203 Sutherland OP Holdings I, Ltd. 1140 AVENUE OF THE AMERICAS 7TH FLOOR NEW YORK NY NEW YORK 10036 212-257-4600 CAYMAN ISLANDS None None Other Cayman Islands exempted company true 2013 0001611205 SUTHERLAND OP HOLDINGS II, LTD. 1140 AVENUE OF THE AMERICAS 7TH FLOOR NEW YORK NY NEW YORK 10036 212-257-4600 CAYMAN ISLANDS None None Other Cayman Islands exempted company true 2013 0001611235 Sutherland REIT Holdings, LP 1140 AVENUE OF THE AMERICAS 7TH FLOOR NEW YORK NY NEW YORK 10036 212-257-4600 DELAWARE None None Limited Partnership true 2013 0001593574 Sutherland Partners, L.P. 1140 AVENUE OF THE AMERICAS NEW YORK NY NEW YORK 10036 212-257-4600 DELAWARE None None Limited Partnership true 2013 N/A Waterfall Asset Management, LLC 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Promoter Waterfall Asset Management, LLC serves as the external investment manager of the Issuer. Thomas Capasse 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Executive Officer Director Jack Ross 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Executive Officer Director Frederick Herbst 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Executive Officer Kenneth Nick Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Director Damian Juric ARC Directors Ltd, Grd Pavilion Com. Ctr 802 West Bay Road, Suite 7 Grand Cayman E9 CAYMAN ISLANDS KY1-1003 Director Frank Filips 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Director Todd Sinai 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Director J Mitchell Reese 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Director Alan Tooker ARC Directors Ltd, Grd Pavilion Com. Ctr 802 West Bay Road, Suite 7 Grand Cayman E9 CAYMAN ISLANDS KY1-1003 Director REITS and Finance Decline to Disclose 06b false 2014-09-17 false true false 0 N/A None None None N/A N/A XX Unknown 00000 CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS MO MISSOURI NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA RI RHODE ISLAND TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false 6538667 2089425 4449242 Holders of shares of the Company and OP units in its subsidiary elected to reinvest a cash dividend into newly issued securities (including securities of holdings companies listed as additional issuers on this Form D that hold shares and OP units). false 79 0 0 0 false Sutherland Asset Management Corp /s/ Frederick Herbst Frederick Herbst Chief Financial Officer and Director 2015-06-15 Sutherland OP Holdings I, Ltd. /s/ Frederick Herbst Frederick Herbst Authorized Signatory 2015-06-15 SUTHERLAND OP HOLDINGS II, LTD. /s/ Frederick Herbst Frederick Herbst Authorized Signatory 2015-06-15 Sutherland REIT Holdings, LP /s/ Frederick Herbst Frederick Herbst Authorized Signatory of GP of LP 2015-06-15 Sutherland Partners, L.P. /s/ Frederick Herbst Frederick Herbst Authorized Signatory of GP of LP 2015-06-15