0001456906-13-000002.txt : 20131205 0001456906-13-000002.hdr.sgml : 20131205 20131205155310 ACCESSION NUMBER: 0001456906-13-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131205 DATE AS OF CHANGE: 20131205 EFFECTIVENESS DATE: 20131205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sutherland Asset Management Corp CENTRAL INDEX KEY: 0001456906 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-207488 FILM NUMBER: 131259889 BUSINESS ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127302000 MAIL ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sutherland Partners, L.P. CENTRAL INDEX KEY: 0001593574 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-207488-01 FILM NUMBER: 131259890 BUSINESS ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-257-4600 MAIL ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 D 1 primary_doc.xml X0707 D LIVE 0001456906 Sutherland Asset Management Corp 1140 AVENUE OF THE AMERICAS, 7TH FLOOR NEW YORK NY NEW YORK 10036 212-257-4600 MARYLAND None None Corporation true 2013 0001593574 Sutherland Partners, L.P. 1140 AVENUE OF THE AMERICAS, 7TH FLOOR NEW YORK NY NEW YORK 10036 212-257-4600 DELAWARE None None Limited Partnership true 2011 n/a Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Promoter Waterfall Asset Management, LLC serves as the Issuer?s external investment manager. Thomas Capasse 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Director Jack Ross 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Director Frederick Herbst 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Frank Filips 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Director Todd Sinai 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Director J Mitchell Reese 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Director REITS and Finance Decline to Disclose 06b false 2013-11-20 false true false 10000 FBR Capital Markets & Co. 25027 None None 1001 Nineteenth Street North, 18th Floor Arlington VA VIRGINIA 22209 CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS MO MISSOURI NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA RI RHODE ISLAND TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false 230000010 213189135 16810875 The total amount sold is comprised of $204,745,785 of shares of common stock of Sutherland Asset Management Corporation (the "Company"), $0.01 par value per share and $8,443,350 operating partnership units in the Company's Delaware operating partnership s false 79 12394042 0 Initial purchaser's/placement agent discount and placement fees. 0 false Sutherland Asset Management Corp /s/ Thomas Capasse Thomas Capasse CEO and Director 2013-12-05 Sutherland Partners, L.P. /s/ Thomas Capasse Thomas Capasse Authorized Signatory of GP of LP 2013-12-05