-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E+NPRB1MeE/fLgtM1Q/3r9IwkSwO1Ccyq2B3yNYe4qZosVBThgtEEq2ER0RqMDuo iMhs7UEUinSeSqw7MsJIsQ== 0000919574-10-003229.txt : 20100513 0000919574-10-003229.hdr.sgml : 20100513 20100513170902 ACCESSION NUMBER: 0000919574-10-003229 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20100513 DATE AS OF CHANGE: 20100513 EFFECTIVENESS DATE: 20100513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Seligman Financial Spectrum Fund LLC CENTRAL INDEX KEY: 0001455405 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-127054 FILM NUMBER: 10829518 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-850-1864 MAIL ADDRESS: STREET 1: 100 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN FINANCIAL SPECTRUM FUND LLC DATE OF NAME CHANGE: 20090205 D/A 1 primary_doc.xml X0704 D/A LIVE 0001455405 Seligman Financial Spectrum Fund LLC 100 PARK AVENUE NEW YORK NY NEW YORK 10017 212-850-1302 DELAWARE SELIGMAN FINANCIAL SPECTRUM FUND LLC Limited Liability Company true 2008 Amy K. Johnson Advisory Capital Strategies Group, Inc 100 Park Avenue New York NY NEW YORK 10017 Executive Officer Amy K. Johnson is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. Brian J. McGrane Advisory Capital Strategies Group, Inc. 100 Park Avenue New York NY NEW YORK 10017 Executive Officer Brian J. McGrane is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. Jeffrey F. Peters Advisory Capital Strategies Group, Inc. 100 Park Avenue New York NY NEW YORK 10017 Executive Officer Jeffrey F. Peters is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. William F. Truscott Advisory Capital Strategies Group, Inc. 100 Park Avenue New York NY NEW YORK 10017 Executive Officer William F. Truscott is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. Scott R. Plummer Advisory Capital Strategies Group, Inc. 100 Park Avenue New York NY NEW YORK 10017 Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 9999999997-09-004416 2009-01-01 true true false 1000000 Columbia Management Investment Distributors, Inc. 840 None None 100 Federal Street Boston MA MASSACHUSETTS 02110 All States false Indefinite 29990000 Indefinite false 11 0 true 0 true The entity listed in Item 12 above is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the management fee. 0 true The Managing Member (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. false Seligman Financial Spectrum Fund LLC /s/ Paul B. Goucher Paul B. Goucher Authorized Person 2010-05-13 -----END PRIVACY-ENHANCED MESSAGE-----