-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P0knJL4Q23u8hm4QhQG7kGsy2FO5EjxeHnl+txPtYxg7C1jJ6t5X2XDJ58bXQB+V nlmR/IscivGUCLFAwb4GPg== 0000919574-10-000835.txt : 20100212 0000919574-10-000835.hdr.sgml : 20100212 20100212104153 ACCESSION NUMBER: 0000919574-10-000835 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Seligman Financial Spectrum Fund LLC CENTRAL INDEX KEY: 0001455405 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-127054 FILM NUMBER: 10595294 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-850-1864 MAIL ADDRESS: STREET 1: 100 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN FINANCIAL SPECTRUM FUND LLC DATE OF NAME CHANGE: 20090205 D/A 1 primary_doc.xml X0603 D/A LIVE 0001455405 Seligman Financial Spectrum Fund LLC 100 PARK AVENUE NEW YORK NY 10017 212-850-1302 DELAWARE SELIGMAN FINANCIAL SPECTRUM FUND LLC Limited Liability Company true 2008 Amy K. Johnson Advisory Capital Strategies Group, Inc 50605 Ameriprise Financial Center Minneapolis MN 55474 Executive Officer Amy K. Johnson is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. Brian J. McGrane Advisory Capital Strategies Group, Inc. 50605 Ameriprise Financial Center Minneapolis MN 55474 Executive Officer Brian J. McGrane is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. Christopher P. Keating Advisory Capital Strategies Group, Inc. 50605 Ameriprise Financial Center Minneapolis MN 55474 Executive Officer Christopher P. Keating is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. William F. Truscott Advisory Capital Strategies Group, Inc. 50605 Ameriprise Financial Center Minneapolis MN 55474 Executive Officer William F. Truscott is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. Scott R. Plummer Advisory Capital Strategies Group, Inc. 50605 Ameriprise Financial Center Minneapolis MN 55474 Executive Officer Scott R. Plummer is an executive officer of Advisory Capital Strategies Group, Inc., the Managing Member of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 9999999997-09-004416 2009-01-01 true true false 1000000 RiverSource Fund Distributors, Inc. 840 None None 707 Second Avenue South Minneapolis MN 55402 All States Indefinite 29990000 Indefinite false 11 0 true 0 true The entity listed in Item 12 above is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the management fee. 0 true The Managing Member (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. false Seligman Financial Spectrum Fund LLC /s/ Paul B. Goucher Paul B. Goucher Authorized Person 2010-02-09 -----END PRIVACY-ENHANCED MESSAGE-----