0000902664-14-001363.txt : 20140225 0000902664-14-001363.hdr.sgml : 20140225 20140225122939 ACCESSION NUMBER: 0000902664-14-001363 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140225 DATE AS OF CHANGE: 20140225 EFFECTIVENESS DATE: 20140225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NMSIC Horizon Fund, LLC CENTRAL INDEX KEY: 0001455361 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-126542 FILM NUMBER: 14639636 BUSINESS ADDRESS: STREET 1: C/O PRISMA CAPITAL MANAGEMENT LLC STREET 2: ONE PENN PLAZA, SUITE 3515 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: (212) 590-0800 MAIL ADDRESS: STREET 1: C/O PRISMA CAPITAL MANAGEMENT LLC STREET 2: ONE PENN PLAZA, SUITE 3515 CITY: NEW YORK STATE: NY ZIP: 10119 FORMER COMPANY: FORMER CONFORMED NAME: AUSTIN CAPITAL HORIZON FUND LLC DATE OF NAME CHANGE: 20090204 D/A 1 primary_doc.xml X0707 D/A LIVE 0001455361 NMSIC Horizon Fund, LLC C/O PRISMA CAPITAL MANAGEMENT LLC ONE PENN PLAZA, SUITE 3515 NEW YORK NY NEW YORK 10119 (212) 590-0800 DELAWARE None AUSTIN CAPITAL HORIZON FUND LLC Limited Liability Company true - Prisma Capital Management LLC One Penn Plaza, Suite 3515 New York NY NEW YORK 10119 Executive Officer Manager of the Limited Liability Company - Prisma Capital Partners LP One Penn Plaza, Suite 3515 New York NY NEW YORK 10119 Executive Officer Sole Member of Prisma Capital Management LLC - Prisma GP LLC One Penn Plaza, Suite 3515 New York NY NEW YORK 10119 Executive Officer General Partner of Prisma Capital Partners LP Girish Reddy c/o Prisma Capital Management LLC One Penn Plaza, Suite 3515 New York NY NEW YORK 10119 Executive Officer Managing Member of Prisma GP LLC Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001140361-13-009070 2008-09-01 true true true false 0 Indefinite 13875000 Indefinite false 1 0 0 0 The manager is entitled to a management fee and a performance fee that are described in the investment advisory agreement. false NMSIC Horizon Fund, LLC /s/ Francis J. Conroy Francis J. Conroy Chief Operating Officer of the Manager 2014-02-25