0001603977-14-000017.txt : 20140402 0001603977-14-000017.hdr.sgml : 20140402 20140402103734 ACCESSION NUMBER: 0001603977-14-000017 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140402 DATE AS OF CHANGE: 20140402 EFFECTIVENESS DATE: 20140402 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO TRENDS - 1 FUND LLC CENTRAL INDEX KEY: 0001454082 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-126089 FILM NUMBER: 14736569 BUSINESS ADDRESS: STREET 1: PIMCO INVESTMENT MANAGEMENT CO LLC STREET 2: 840 NEWPORT CENTER DRIVE, SUITE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-720-6000 MAIL ADDRESS: STREET 1: PIMCO INVESTMENT MANAGEMENT CO LLC STREET 2: 840 NEWPORT CENTER DRIVE, SUITE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 D/A 1 primary_doc.xml X0707 D/A LIVE 0001454082 PIMCO TRENDS - 1 FUND LLC 840 NEWPORT CENTER DRIVE, SUITE 100 NEWPORT BEACH CA CALIFORNIA 92660 949-720-6000 DELAWARE None None Limited Liability Company true n/a Pacific Investment Management Company LLC 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Promoter Managing Member of the Issuer ("Managing Member") Vineer Bhansali 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Jennifer S. Bridwell 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Sabrina C. Callin 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Wendy W. Cupps 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Suhail H. Dada 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Chris P. Dialynas 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Mohamed A. El-Erian 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member David C. Flattum 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member William H. Gross 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Brent R. Harris 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Douglas M. Hodge 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Brent L. Holden 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Daniel J. Ivascyn 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Lew W. Jacobs IV 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Alfred T. Murata 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Mark R. Kiesel 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member David C. Lown 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Scott A. Mather 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Curtis A. Mewbourne 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member John M. Miller 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member James F. Moore 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Douglas J. Ongaro 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Thomas J. Otterbein 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Saumil H. Parikh 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Stephen A. Rodosky 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Jonathan Lane Horn 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Jonathan D. Short 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Mohit Mittal 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Thibault C. Stracke 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Susan L. Wilson 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Mihir P. Worah 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member William G. De Leon 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Jennifer E. Durham 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Michael A. Gomez 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Candice Stack Whitten 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Ravinder Kumar Mattu 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Eric J. Mogelof 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Peter G. Strelow 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Qi Wang 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Joshua M. Anderson 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Andrew Taylor Vaden 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Jerome M. Schneider 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Eric Michael Sutherland 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Joshua Theodore Thimons 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Robert O. Young 840 Newport Center Drive, Suite 100 Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001572755-13-000019 2009-02-27 true true false 500000 PIMCO INVESTMENTS LLC 154957 None None 1345 AVENUE OF THE AMERICAS NEW YORK NY NEW YORK 10105 All States false Indefinite 4900000 Indefinite false 2 0 0 OFFERS AND SALES OF LIMITED LIABILITY COMPANY INTERESTS IN THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES. 0 false PIMCO TRENDS - 1 FUND LLC Lisa Kim Lisa Kim Senior Vice President of the Managing Member 2014-04-02