0001451623-14-000001.txt : 20140321 0001451623-14-000001.hdr.sgml : 20140321 20140321165615 ACCESSION NUMBER: 0001451623-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140321 DATE AS OF CHANGE: 20140321 EFFECTIVENESS DATE: 20140321 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BENJAMIN EDWARDS INC CENTRAL INDEX KEY: 0001451623 IRS NUMBER: 263472087 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-159814 FILM NUMBER: 14710805 BUSINESS ADDRESS: STREET 1: ONE NORTH BRENTWOOD BOULEVARD, SUITE 850 CITY: Clayton STATE: MO ZIP: 63105 BUSINESS PHONE: 314-726-1600 MAIL ADDRESS: STREET 1: ONE NORTH BRENTWOOD BOULEVARD, SUITE 850 CITY: Clayton STATE: MO ZIP: 63105 D/A 1 primary_doc.xml X0707 D/A LIVE 0001451623 BENJAMIN EDWARDS INC ONE NORTH BRENTWOOD BOULEVARD, SUITE 850 Clayton MO MISSOURI 63105 314-726-1600 MISSOURI None None Corporation true Benjamin (Tad) Franklin Edwards IV One North Brentwood Suite 850 Clayton MO MISSOURI 63105 Executive Officer Director President, CEO John Michael Medart 906 West Essex Avenue St. Louis MO MISSOURI 63122 Director Pamela Edwards Bunn 444 Laurel Hills Road Raleigh NC NORTH CAROLINA 27612 Director Wayne Grace 4013 South Lindbergh St. Louis MO MISSOURI 63127 Director Edgar Allen Cole One North Brentwood Suite 850 Clayton MO MISSOURI 63105 Executive Officer Chief Legal Counsel Cynthia Lyn Becker One North Brentwood Suite 850 Clayton MO MISSOURI 63105 Executive Officer Corporate Secretary Thomas Hayden Martin Jr. One North Brentwood Suite 850 Clayton MO MISSOURI 63105 Executive Officer Chief Financial Officer Mark Keller 30 Mason Avenue Webster Groves MO MISSOURI 63119 Director Investing $25,000,001 - $100,000,000 06b true 0001451623-13-000001 2011-07-01 true true false 50000 Douglas Rubenstein 1138380 Benjamin F. Edwards & Co., inc. 146936 One North Brentwood Suite 850 Clayton MO MISSOURI 63105 All States false 35000000 26595584 8404416 true 1 345 234000 true 0 One employee has earned incentive compensation of approximately $234,000, based on a percentage of the securities he placed with investors, and received an additional amount of $50,000 in restricted securities of the Company for such services. 1364000 true Ordinary salary/bonus for 2013 compensation for Executive Officers; compensation to outside Directors for service on Benjamin Edwards Inc. board. false BENJAMIN EDWARDS INC Benjamin F. Edwards IV Benjamin F. Edwards IV CEO, President 2014-03-21