0001393725-13-000097.txt : 20131114 0001393725-13-000097.hdr.sgml : 20131114 20131113213601 ACCESSION NUMBER: 0001393725-13-000097 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131113 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waddell & Reed Small Co Growth Fund, LLC CENTRAL INDEX KEY: 0001449286 IRS NUMBER: 000000000 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-134203 FILM NUMBER: 131216534 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 BUSINESS PHONE: 913.236.1740 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 D/A 1 primary_doc.xml X0707 D/A LIVE 0001449286 Waddell & Reed Small Co Growth Fund, LLC 6300 LAMAR AVENUE OVERLAND PARK KS KANSAS 66202 913.236.1740 KANSAS None None Limited Liability Company true Henry J. Herrmann 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer President of the Issuer and Executive Officer of Waddell & Reed Investment Management Company, the Manager of the Issuer Kurt A. Sundeen 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Vice President of the Issuer and Executive Officer of Waddell & Reed Investment Management Company, the Manager of the Issuer Nikki F. Newton 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Vice President of the Issuer and Executive Officer of Waddell & Reed Investment Management Company, the Manager of the Issuer John E. Sundeen 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Vice President of the Issuer and Executive Officer of Waddell & Reed Investment Management Company, the Manager of the Issuer Cynthia L. LaGree 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Treasurer of the Issuer Adlynn K. Harte 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Secretary of the Issuer Mark P. Buyle 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Assistant Secretary of the Issuer and Executive Officer of Waddell & Reed Investment Management Company, the Manager of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0001393725-11-000167 1999-05-03 true true false 0 Waddell & Reed, Inc. 866 D. Lynne Goodwin 2104110 6300 Lamar Avenue Overland Park KS KANSAS 66202 KS KANSAS false Waddell & Reed, Inc. 866 Nikki Farentino Newton 2999738 6300 Lamar Avenue Overland Park KS KANSAS 66202 IL ILLINOIS MI MICHIGAN CT CONNECTICUT OH OHIO MN MINNESOTA TX TEXAS MO MISSOURI FL FLORIDA CA CALIFORNIA KS KANSAS MA MASSACHUSETTS NE NEBRASKA false Waddell & Reed, Inc. 866 Thomas Clayton Johnston 1562035 6300 Lamar Avenue Overland Park KS KANSAS 66202 AR ARKANSAS IL ILLINOIS CT CONNECTICUT GA GEORGIA AZ ARIZONA CA CALIFORNIA KS KANSAS LA LOUISIANA ME MAINE MI MICHIGAN CO COLORADO FL FLORIDA IA IOWA false Waddell & Reed, Inc. 866 Brian Thomas Sullivan 2766571 6300 Lamar Avenue Overland Park KS KANSAS 66202 MO MISSOURI KS KANSAS false Indefinite 267702563 Indefinite false 48 603778 true 0 0 false Waddell & Reed Small Co Growth Fund, LLC /s/ Adlynn K. Harte Adlynn K. Harte Secretary of the Issuer 2013-11-13