0001539669-12-000014.txt : 20120306 0001539669-12-000014.hdr.sgml : 20120306 20120306134659 ACCESSION NUMBER: 0001539669-12-000014 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20120306 DATE AS OF CHANGE: 20120306 EFFECTIVENESS DATE: 20120306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: III RELATIVE VALUE CREDIT STRATEGIES FUND LTD CENTRAL INDEX KEY: 0001449195 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-124010 FILM NUMBER: 12669688 BUSINESS ADDRESS: STREET 1: C/O ADMIRAL ADMINISTRATION LTD STREET 2: P.O. BOX 32021 CITY: GEORGE TOWN STATE: XX ZIP: BWI BUSINESS PHONE: 345-949-0704 MAIL ADDRESS: STREET 1: C/O ADMIRAL ADMINISTRATION LTD STREET 2: P.O. BOX 32021 CITY: GEORGE TOWN STATE: XX ZIP: BWI D/A 1 primary_doc.xml X0704 D/A LIVE 0001449195 III RELATIVE VALUE CREDIT STRATEGIES FUND LTD ADMIRAL ADMINISTRATION LTD Admiral Financial Center, 90 Fort Street GEORGE TOWN E9 CAYMAN ISLANDS KY1-1208 345-949-0704 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true n/a James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Executive Officer Sponsor Kevin Brandt James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Executive Officer Director Paul Saunders James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Executive Officer Director Laura McGrath James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Director n/a III Offshore Advisors 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 Promoter Advisor Clifford Viner III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Warren B Mosler III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Bill McCauley III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer John Cieslowski III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Lester Coyle III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Francis Feeney III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Garth Friesen III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert Hart III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert Printz III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Michael Reger III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Sanjiv Sharma III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Scott Wyler III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Canover Watson Admiral Administration Ltd. Admiral Financial Center, 90 Fort Street Grand Cayman E9 CAYMAN ISLANDS KY1-1208 Director David Bree dms Management Limited Anbacher House, 20 Genesis Close Grand Cayman E9 CAYMAN ISLANDS KY1-1208 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001474252-11-000003 2005-11-01 true true false 1000000 AVM, L.P. 16710 None None 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 FL FLORIDA MA MASSACHUSETTS NY NEW YORK OH OHIO false Dain Rauscher Incorporated 31194 None None One Liberty Plaza 165 Broadway New York NY NEW YORK 10006 All States false H.C. Wainwright & Co., Inc. 375 None None 52 Vanderbilt Avenue, 12th Floor New York NY NEW YORK 10017 All States false Wachovia Securities, Inc. 19616 None None One North Jefferson Avenue St. Louis MO MISSOURI 63103 All States false Maymont Partners, Inc. 120536 None None 1801 Libbie Avenue, Suite 104 Richmond VA VIRGINIA 23226 CT CONNECTICUT FL FLORIDA GA GEORGIA KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK OH OHIO TX TEXAS VA VIRGINIA false Smith Barney Inc. 7059 None None 390-388 Greenwich Street New York NY NEW YORK 10013 All States false Anchor Asset Management LLC 128344 None None 267 Fifth Avenue Suite 800 New York NY NEW YORK 10016 All States false Indefinite 902344529 Indefinite false 73 3400087 true 0 The Sponsor pays up to 50% of its advisory fee and 75% of its management fee to the selling agents - see item 12. The current offering commenced prior to 3/15/09; item 15 reflects the requested information commencing from such date. 0 false III RELATIVE VALUE CREDIT STRATEGIES FUND LTD Laura McGrath Laura McGrath Director of the Issuer 2012-03-06