-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KGNCB0Ym4wOABOhH6u9+rgHlCHUuREt2SMUm8SYJcsi69V3baDJ9dM6s2L1J9pGN EARcoAIOhgBwjFW2bayLGQ== 0001503878-10-000001.txt : 20101026 0001503878-10-000001.hdr.sgml : 20101026 20101026114529 ACCESSION NUMBER: 0001503878-10-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20101026 DATE AS OF CHANGE: 20101026 EFFECTIVENESS DATE: 20101026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: III RELATIVE VALUE CREDIT STRATEGIES FUND LTD CENTRAL INDEX KEY: 0001449195 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-124010 FILM NUMBER: 101141348 BUSINESS ADDRESS: STREET 1: C/O ADMIRAL ADMINISTRATION LTD STREET 2: P.O. BOX 32021 CITY: GEORGE TOWN STATE: XX ZIP: BWI BUSINESS PHONE: 345-949-0704 MAIL ADDRESS: STREET 1: C/O ADMIRAL ADMINISTRATION LTD STREET 2: P.O. BOX 32021 CITY: GEORGE TOWN STATE: XX ZIP: BWI D/A 1 primary_doc.xml X0704 D/A LIVE 0001449195 III RELATIVE VALUE CREDIT STRATEGIES FUND LTD C/O ADMIRAL ADMINISTRATION LTD Admiral Financial Center, 90 Fort St GEORGE TOWN E9 CAYMAN ISLANDS KY1-1208 345-949-0704 CAYMAN ISLANDS None None Other Cayman Islands exempted Company true 2005 n/a James River Capital Corp. 5001 Tamarind Reef, Suite 28 Christiansted VI VIRGIN ISLANDS, U.S. 00820 Promoter Sponsor n/a III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Promoter Advisor Kevin M Brandt James River Capital Corp. 5001 Tamarind Reef, Suite 28 Christiansted VI VIRGIN ISLANDS, U.S. 00820 Director Paul H Saunders James River Capital Corp. 5001 Tamarind Reef, Suite 28 Christiansted VI VIRGIN ISLANDS, U.S. 00820 Executive Officer Garth Friesen III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Wiiliam P McCauley III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Warren B Mosler III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Michael L Reger III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Clifford G Viner III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Scott L Wyler III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Sanjiv Sharma III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert A Printz III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer John Cieslowski III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Lester Coyle III Offshore Advisors 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Laura McGrath James River Capital Corp. 5001 Tamarind Reef, Suite 28 Christiansted VI VIRGIN ISLANDS, U.S. 00820 Executive Officer Director David Bree dms Management Limited Anbacher House, 20 Genesis Close Grand Cayman E9 CAYMAN ISLANDS KY1-1208 Director Canover Watson Admiral Administration Ltd. Admiral Financial Center, 90 Fort Street George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1208 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001449195-09-000003 2005-11-01 true true false 1000000 AVM, L.P. 16710 None None 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 FL FLORIDA MA MASSACHUSETTS NY NEW YORK OH OHIO false Dain Rauscher Incorporated 31194 None None One Liberty Plaza 165 Broadway New York NY NEW YORK 10006 All States false H.C. Wainwright & Co., Inc. 375 None None 52 Vanderbilt Avenue, 12th Floor New York NY NEW YORK 10017 All States false Wachovia Securities, Inc. 19616 None None One North Jefferson Avenue St. Louis MO MISSOURI 63103 All States false Maymont Partners, Inc. 120536 None None 1801 Libbie Avenue, Suite 104 Richmond VA VIRGINIA 23226 CT CONNECTICUT FL FLORIDA GA GEORGIA KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK OH OHIO TX TEXAS VA VIRGINIA false Smith Barney Inc. 7059 None None 390-388 Greenwich Street New York NY NEW YORK 10013 All States false Anchor Asset Management LLC 128344 None None 267 Fifth Avenue Suite 800 New York NY NEW YORK 10016 All States false Indefinite 900693514 Indefinite false 70 10360540 true 0 The Sponsor pays up to 50% of its advisory fee and 75% of its management fee to the selling agents - see item 12. The current offering commenced prior to 3/15/09; item 15 reflects the requested information commencing from such date. 0 false III RELATIVE VALUE CREDIT STRATEGIES FUND LTD Laura McGrath Laura McGrath Director of the Issuer 2010-10-26 -----END PRIVACY-ENHANCED MESSAGE-----