0001449106-17-000002.txt : 20170512 0001449106-17-000002.hdr.sgml : 20170512 20170512152534 ACCESSION NUMBER: 0001449106-17-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 EFFECTIVENESS DATE: 20170512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NES Financial Corp CENTRAL INDEX KEY: 0001449106 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-286659 FILM NUMBER: 17838224 BUSINESS ADDRESS: STREET 1: 50 West San Fernando Street STREET 2: Suite 300 CITY: San Jose STATE: CA ZIP: 95113 MAIL ADDRESS: STREET 1: 50 West San Fernando Street STREET 2: Suite 300 CITY: San Jose STATE: CA ZIP: 95113 D 1 primary_doc.xml X0707 D LIVE 0001449106 NES Financial Corp 50 West San Fernando Street Suite 300 San Jose CA CALIFORNIA 95113 8003391031 CALIFORNIA Nationwide Exchange Services Corp None Corporation true Michael Halloran 50 West San Fernando Street Suite 300 San Jose CA CALIFORNIA 95113 Executive Officer Director Dan Yoder 50 West San Fernando Street Suite 300 San Jose CA CALIFORNIA 95113 Executive Officer Director Barry Fernald 50 West San Fernando Street Suite 300 San Jose CA CALIFORNIA 95113 Director Rick Garibaldi 50 West San Fernando Street Suite 300 San Jose CA CALIFORNIA 95113 Director Tom Steipp 50 West San Fernando Street Suite 300 San Jose CA CALIFORNIA 95113 Executive Officer Director Mike West 50 West San Fernando Street Suite 300 San Jose CA CALIFORNIA 95113 Director Other Decline to Disclose 06b false 2016-12-30 false true true false 2000 2733446 2733446 0 Refinancing of convertible debt false 27 0 0 0 false NES Financial Corp /s/ Michael Halloran Michael Halloran Chief Executive Officer 2017-05-12