0001449086-26-000003.txt : 20260515 0001449086-26-000003.hdr.sgml : 20260515 20260515151258 ACCESSION NUMBER: 0001449086-26-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20260515 DATE AS OF CHANGE: 20260515 EFFECTIVENESS DATE: 20260515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NZC GUGGENHEIM FUND LTD CENTRAL INDEX KEY: 0001449086 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-123969 FILM NUMBER: 26986102 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3105761270 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 D/A 1 primary_doc.xml X0708 D/A LIVE 0001449086 NZC GUGGENHEIM FUND LTD 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA CALIFORNIA 90401 3105761270 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true Alastair M. McKeever 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. McKeever is Managing Director of the Investment Adviser of the Issuer. Kevin H. Gundersen 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. Gundersen is Senior Managing Director of the Sub-Adviser of the Issuer. Thomas Hauser 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. Kevin J. Solomon PO Box 309, Ugland House Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director William Shaw PO Box 309, Ugland House Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Daniel Montegari 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. Montegari is Managing Director of the Investment Adviser of the Issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001449086-25-000002 2008-09-30 true true true false 100000 Guggenheim Securities, LLC 40638 Guggenheim Securities, LLC 40638 330 Madison Avenue 8th Floor New York NY NEW YORK 10017 All States false Guggenheim Funds Distributors, LLC 39805 Guggenheim Funds Distributors, LLC 39805 805 King Farm Blvd, Suite 600 Rockville MD MARYLAND 20850 All States false ABG, LLC 167190 ABG, LLC 167190 725 FIFTH AVENUE 24TH FLOOR NEW YORK NY NEW YORK 10022 NY NEW YORK CA CALIFORNIA false Kelson Capital LLC 149477 Kelson Capital LLC 149477 2 RAVENGLASS DRIVE 2ND FLOOR STAMFORD CT CONNECTICUT 06903 IL ILLINOIS TX TEXAS FL FLORIDA NY NEW YORK VA VIRGINIA CT CONNECTICUT PA PENNSYLVANIA WI WISCONSIN MA MASSACHUSETTS LA LOUISIANA NC NORTH CAROLINA MD MARYLAND OH OHIO TN TENNESSEE NJ NEW JERSEY CA CALIFORNIA DC DISTRICT OF COLUMBIA false Indefinite 407996116 Indefinite false 71 268307 true 0 The fees are paid by the investment advisor of the Issuer and the estimate includes amounts that may be payable over the next 12 months. 0 false NZC GUGGENHEIM FUND LTD Robert Saperstein Robert Saperstein Chief Compliance Officer of the Investment Adviser 2026-05-15