0000899140-17-000635.txt : 20171020 0000899140-17-000635.hdr.sgml : 20171020 20171020104108 ACCESSION NUMBER: 0000899140-17-000635 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20171020 DATE AS OF CHANGE: 20171020 EFFECTIVENESS DATE: 20171020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NZC GUGGENHEIM FUND LTD CENTRAL INDEX KEY: 0001449086 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-123969 FILM NUMBER: 171146233 BUSINESS ADDRESS: STREET 1: GUGGENHEIM PARTNERS INVESTMENT MNGT, LLC STREET 2: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-651-9450 MAIL ADDRESS: STREET 1: GUGGENHEIM PARTNERS INVESTMENT MNGT, LLC STREET 2: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 D/A 1 primary_doc.xml X0708 D/A LIVE 0001449086 NZC GUGGENHEIM FUND LTD 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 310-576-1270 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true Alastair M. McKeever 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. McKeever is Managing Director of the Investment Adviser of the Issuer. Kevin H. Gundersen 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. Gundersen is Senior Managing Director of the Investment Adviser of the Issuer. Thomas Hauser 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. Christopher Boyle 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. Boyle is Managing Director of the Investment Adviser of the Issuer. Christopher J. LeBeau Maples FS Limited, PO Box 1093 Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director William Shaw Maples FS Limited, PO Box 1093 Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Matthew Bloom 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. Bloom is Senior Managing Director of the Investment Adviser of the Issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0000899140-16-001651 2008-09-30 true true true false 100000 Guggenheim Securities, LLC 40638 Guggenheim Securities, LLC 40638 330 Madison Avenue 8th Floor New York NY NEW YORK 10017 All States false Guggenheim Funds Distributors, LLC 39805 Guggenheim Funds Distributors, LLC 39805 805 King Farm Blvd, Suite 600 Rockville MD MARYLAND 10017 All States false Indefinite 400216116 Indefinite false 65 81271 true 0 The fees are paid by the investment advisor of the Issuer and the estimate includes amounts that may be payable over the next 12 months. 0 false NZC GUGGENHEIM FUND LTD Robert Jee Robert Jee CCO of the Investment Adviser 2017-10-19