0000899140-16-001651.txt : 20161021 0000899140-16-001651.hdr.sgml : 20161021 20161021123118 ACCESSION NUMBER: 0000899140-16-001651 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161021 DATE AS OF CHANGE: 20161021 EFFECTIVENESS DATE: 20161021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NZC GUGGENHEIM FUND LTD CENTRAL INDEX KEY: 0001449086 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-123969 FILM NUMBER: 161945820 BUSINESS ADDRESS: STREET 1: GUGGENHEIM PARTNERS INVESTMENT MNGT, LLC STREET 2: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-651-9450 MAIL ADDRESS: STREET 1: GUGGENHEIM PARTNERS INVESTMENT MNGT, LLC STREET 2: 330 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 D/A 1 primary_doc.xml X0707 D/A LIVE 0001449086 NZC GUGGENHEIM FUND LTD 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 310-576-1270 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true Jeffrey B. Abrams 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Abrams is Senior Managing Director of the Investment Adviser of the Issuer. Kevin H. Gunderson 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Gunderson is Senior Managing Director of the Investment Adviser of the Issuer. Thomas Hauser 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Hauser is Managing Director of the Investment Adviser of the Issuer. Zachary Warren 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Warren is Senior Managing Director of the Investment Adviser of the Issuer. Christopher J. LeBeau Maples Fiduciary Services Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director William Shaw Maples Fiduciary Services Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director B. Scott Minerd 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Minerd is Global Chief Investment Officer of the Investment Adviser of the Issuer. Matthew Bloom 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Bloom is Managing Director of the Investment Adviser of the Issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0000899140-15-000763 2008-09-30 true true true false 100000 Guggenheim Securities, LLC 40638 Guggenheim Securities, LLC 40638 330 Madison Avenue 8th Floor New York NY NEW YORK 10017 All States false Guggenheim Funds Distributors, LLC 39805 Guggenheim Funds Distributors, LLC 39805 805 King Farm Blvd, Suite 600 Rockville MD MARYLAND 10017 All States false Indefinite 348262883 Indefinite false 52 795856 true 0 The fees are paid by the investment advisor of the Issuer and the estimate includes amounts that may be payable over the next 12 months. 0 false NZC GUGGENHEIM FUND LTD Robert Jee Robert Jee Authorized Signatory 2016-10-21