0001445901-16-000002.txt : 20160613 0001445901-16-000002.hdr.sgml : 20160613 20160613125831 ACCESSION NUMBER: 0001445901-16-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20160613 DATE AS OF CHANGE: 20160613 EFFECTIVENESS DATE: 20160613 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARITAS ROYALTY FUND LLC CENTRAL INDEX KEY: 0001445901 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-122845 FILM NUMBER: 161710393 BUSINESS ADDRESS: STREET 1: 16236 SAN DIEGUITO ROAD STREET 2: SUITE 4-23 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 BUSINESS PHONE: 858-779-5808 MAIL ADDRESS: STREET 1: 16236 SAN DIEGUITO ROAD STREET 2: SUITE 4-23 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 D/A 1 primary_doc.xml X0707 D/A LIVE 0001445901 CARITAS ROYALTY FUND LLC 16236 SAN DIEGUITO ROAD SUITE 4-23 RANCHO SANTA FE CA CALIFORNIA 92067 858-779-5808 DELAWARE None None Limited Liability Company true Derren Lee Geiger 16236 San Dieguito Road Suite 4-23 Rancho Santa Fe CA CALIFORNIA 92067 Executive Officer Manager of the Issuer She Hwea Ngo 16236 San Dieguito Road Suite 4-23 Rancho Santa Fe CA CALIFORNIA 92067 Executive Officer Manager of the Issuer David Bruce McMahan 16236 San Dieguito Road Suite 4-23 Rancho Santa Fe CA CALIFORNIA 92067 Executive Officer Manager of the Issuer n/a Cornerstone Acquisition & Management Company LLC 16236 San Dieguito Road Suite 4-23 Rancho Santa Fe CA CALIFORNIA 92067 Promoter Portfolio Manager of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001445901-14-000003 2004-08-01 true true true false 0 Indefinite 31131735 Indefinite Assets Under Management as of June 1, 2016 false 52 0 0 This excludes internal marketing staff who are paid compensation, but not commission, for their duties. 0 false CARITAS ROYALTY FUND LLC Derren Geiger Derren Geiger Manager of the Issuer 2016-06-01