0001445853-14-000001.txt : 20140911 0001445853-14-000001.hdr.sgml : 20140911 20140911124144 ACCESSION NUMBER: 0001445853-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140911 DATE AS OF CHANGE: 20140911 EFFECTIVENESS DATE: 20140911 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NZC GUGGENHEIM FUND LLC CENTRAL INDEX KEY: 0001445853 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-122826 FILM NUMBER: 141097733 BUSINESS ADDRESS: STREET 1: C/O GUGGENHEIM INVESTMENT MGMT LLC STREET 2: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-381-4169 MAIL ADDRESS: STREET 1: C/O GUGGENHEIM INVESTMENT MGMT LLC STREET 2: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001445853 NZC GUGGENHEIM FUND LLC 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 212-651-9450 DELAWARE None None Limited Liability Company true n/a Guggenheim Partners Investment Management, LLC 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Executive Officer Manager of the Issuer Beth Haddock Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Jeffrey B. Abrams Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Michael P. Damaso Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Kevin H. Gundersen Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Thomas J. Hauser Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Zachary D. Warren Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001445853-13-000001 2008-08-07 true true false 0 Guggenheim Securities, LLC 40638 None None 330 Madison Avenue 8th Floor New York NY NEW YORK 10017 All States false Indefinite 993914545 Indefinite false 128 0 0 0 false NZC GUGGENHEIM FUND LLC Beth Haddock Beth Haddock Chief Compliance Officer of the Manager 2014-09-11