0001445853-13-000001.txt : 20130819 0001445853-13-000001.hdr.sgml : 20130819 20130816185743 ACCESSION NUMBER: 0001445853-13-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20130819 DATE AS OF CHANGE: 20130816 EFFECTIVENESS DATE: 20130819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NZC GUGGENHEIM FUND LLC CENTRAL INDEX KEY: 0001445853 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-122826 FILM NUMBER: 131046565 BUSINESS ADDRESS: STREET 1: C/O GUGGENHEIM INVESTMENT MGMT LLC STREET 2: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-381-4169 MAIL ADDRESS: STREET 1: C/O GUGGENHEIM INVESTMENT MGMT LLC STREET 2: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0706 D/A LIVE 0001445853 NZC GUGGENHEIM FUND LLC GUGGENHEIM PARTNERS INVESTMENT MGMT LLC 330 Madison Avenue, 10th Floor NEW YORK NY NEW YORK 10017 212-651-9450 DELAWARE None None Limited Liability Company true 2008 n/a Guggenheim Partners Investment Management, LLC 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Promoter Manager of the Issuer n/a Guggenheim Partners, LLC 330 Madison Avenue 10th Floor New York NY NEW YORK 10017 Executive Officer Parent of the Manager Todd L. Boehly Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Jeffrey B. Abrams Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Michael P. Damaso Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Adrian G.W. Duffy Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Kevin H. Gundersen Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer William R. Hagner Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Thomas J. Hauser Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Anthony D. Minella Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Stephen D. Sautel Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Erich E. Schram Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Zachary D. Warren Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Jason M. Anthony Guggenheim Partners Investment Mgmt, LLC 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001445853-12-000001 2008-08-07 true true false 0 Indefinite 841066110 Indefinite false 107 0 0 0 false NZC GUGGENHEIM FUND LLC Jason M. Anthony Jason M. Anthony Chief Compliance Officer of the Manager 2013-08-16