0001331308-11-000003.txt : 20110315 0001331308-11-000003.hdr.sgml : 20110315 20110314182743 ACCESSION NUMBER: 0001331308-11-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20110315 DATE AS OF CHANGE: 20110314 EFFECTIVENESS DATE: 20110315 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NZC GUGGENHEIM FUND LLC CENTRAL INDEX KEY: 0001445853 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-122826 FILM NUMBER: 11686675 BUSINESS ADDRESS: STREET 1: C/O GUGGENHEIM INVESTMENT MGMT LLC STREET 2: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-381-4169 MAIL ADDRESS: STREET 1: C/O GUGGENHEIM INVESTMENT MGMT LLC STREET 2: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0704 D/A LIVE 0001445853 NZC GUGGENHEIM FUND LLC GUGGENHEIM INVESTMENT MANAGEMENT LLC 135 EAST 57TH STREET NEW YORK NY NEW YORK 10022 212-651-9450 DELAWARE None None Limited Liability Company true 2008 n/a Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Promoter Manager of the Issuer n/a Guggenheim Partners, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Parent of the Manager Todd L. Boehly Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Jeffrey B. Abrams Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Michael P. Damaso Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Adrian G.W. Duffy Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Kevin H. Gundersen Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer William R. Hagner Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Thomas J. Hauser Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Anthony D. Minella Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Timothy H. Murray Guggenheim Investment Management, LLC 1301 McKinney Houston TX TEXAS 77010 Executive Officer Stephen D. Sautel Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Erich E. Schram Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Zachary D. Warren Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001457808-10-000004 2008-08-07 true true false 0 Indefinite 503833795 Indefinite false 61 0 0 0 false NZC GUGGENHEIM FUND LLC Stephen D. Sautel Stephen D. Sautel Senior Managing Director of the Manager 2011-03-14