0000899140-22-000746.txt : 20221014 0000899140-22-000746.hdr.sgml : 20221014 20221014102552 ACCESSION NUMBER: 0000899140-22-000746 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20221014 DATE AS OF CHANGE: 20221014 EFFECTIVENESS DATE: 20221014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NZC GUGGENHEIM FUND LLC CENTRAL INDEX KEY: 0001445853 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-122826 FILM NUMBER: 221310485 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3105761270 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 D/A 1 primary_doc.xml X0708 D/A LIVE 0001445853 NZC GUGGENHEIM FUND LLC 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA CALIFORNIA 90401 3105761270 DELAWARE None None Limited Liability Company true Kevin H. Gundersen 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. Gundersen is Senior Managing Director of the Investment Adviser of the Issuer. Thomas Hauser 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. Alastair M. McKeever 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. McKeever is Managing Director of the Investment Adviser of the Issuer. Matthew S. Bloom 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. Bloom is Senior Managing Director of the Investment Adviser of the Issuer. Daniel Montegari 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. Montegari is Managing Director of the Investment Adviser of the Issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0000899140-21-000682 2008-08-07 true true true false 0 Guggenheim Securities, LLC 40638 Guggenheim Securities, LLC 40638 330 Madison Avenue 8th Floor New York NY NEW YORK 10017 All States false Guggenheim Funds Distributors, LLC 39805 Guggenheim Funds Distributors, LLC 39805 805 King Farm Blvd, Suite 600 Rockville MD MARYLAND 20850 All States false Indefinite 1112365238 Indefinite false 165 113500 true 0 The fees are paid by the investment advisor of the Issuer and the estimate includes amounts that may be payable over the next 12 months. 0 false NZC GUGGENHEIM FUND LLC Robert Jee Robert Jee CCO of the Investment Adviser 2022-10-14