0000899140-16-001652.txt : 20161021 0000899140-16-001652.hdr.sgml : 20161021 20161021123212 ACCESSION NUMBER: 0000899140-16-001652 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161021 DATE AS OF CHANGE: 20161021 EFFECTIVENESS DATE: 20161021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NZC GUGGENHEIM FUND LLC CENTRAL INDEX KEY: 0001445853 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-122826 FILM NUMBER: 161945821 BUSINESS ADDRESS: STREET 1: C/O GUGGENHEIM INVESTMENT MGMT LLC STREET 2: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-381-4169 MAIL ADDRESS: STREET 1: C/O GUGGENHEIM INVESTMENT MGMT LLC STREET 2: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001445853 NZC GUGGENHEIM FUND LLC 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA CALIFORNIA 90401 310-576-1270 DELAWARE None None Limited Liability Company true Jeff Abrams 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Abrams is Senior Managing Director of the Investment Adviser of the Issuer. Kevin H. Gundersen 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Gunderson is Senior Managing Director of the Investment Adviser of the Issuer. Thomas Hauser 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Hauser is Managing Director of the Investment Adviser of the Issuer. Zachary Warren 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Warren is Senior Managing Director of the Investment Adviser of the Issuer. B. Scott Minerd 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Minerd is Global Chief Investment Officer of the Investment Adviser of the Issuer. Matthew S. Bloom 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Bloom is Managing Director of the Investment Adviser of the Issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0000899140-15-000762 2008-08-07 true true true false 0 Guggenheim Securities, LLC 40638 Guggenheim Securities, LLC 40638 330 Madison Avenue 8th Floor New York NY NEW YORK 10017 All States false Guggenheim Funds Distributors, LLC 39805 Guggenheim Funds Distributors, LLC 39805 805 King Farm Blvd, Suite 600 Rockville MD MARYLAND 20850 All States false Indefinite 1107290238 Indefinite false 161 795856 true 0 The fees are paid by the investment advisor of the Issuer and the estimate includes amounts that may be payable over the next 12 months. 0 false NZC GUGGENHEIM FUND LLC Robert Jee Robert Jee Authorized Signatory 2016-10-21