0001983609-23-000004.txt : 20231020 0001983609-23-000004.hdr.sgml : 20231020 20231020130410 ACCESSION NUMBER: 0001983609-23-000004 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20231020 DATE AS OF CHANGE: 20231020 EFFECTIVENESS DATE: 20231020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINETA, INC./DE CENTRAL INDEX KEY: 0001445283 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-495306 FILM NUMBER: 231336673 BUSINESS ADDRESS: STREET 1: 219 TERRY AVE. N. STREET 2: SUITE 300 CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: (206) 378-0400 MAIL ADDRESS: STREET 1: 219 TERRY AVE. N. STREET 2: SUITE 300 CITY: SEATTLE STATE: WA ZIP: 98109 FORMER COMPANY: FORMER CONFORMED NAME: YUMANITY THERAPEUTICS, INC. DATE OF NAME CHANGE: 20201223 FORMER COMPANY: FORMER CONFORMED NAME: PROTEOSTASIS THERAPEUTICS, INC. DATE OF NAME CHANGE: 20140813 FORMER COMPANY: FORMER CONFORMED NAME: PROTEOSTASIS THERAPEUTICS INC DATE OF NAME CHANGE: 20080916 D 1 primary_doc.xml X0708 D LIVE 0001445283 KINETA, INC./DE 219 TERRY AVE. N. SUITE 300 SEATTLE WA WASHINGTON 98109 (206) 378-0400 DELAWARE YUMANITY THERAPEUTICS, INC. PROTEOSTASIS THERAPEUTICS, INC. PROTEOSTASIS THERAPEUTICS INC Corporation true Shawn P. Iadonato c/o Kineta, Inc. 219 Terry Ave. N., Suite 300 Seattle WA WASHINGTON 98109 Executive Officer Director Craig W. Philips c/o Kineta, Inc. 219 Terry Ave. N., Suite 300 Seattle WA WASHINGTON 98109 Executive Officer Keith A. Baker c/o Kineta, Inc. 219 Terry Ave. N., Suite 300 Seattle WA WASHINGTON 98109 Executive Officer Thierry Guillaudeux c/o Kineta, Inc. 219 Terry Ave. N., Suite 300 Seattle WA WASHINGTON 98109 Executive Officer Pauline Kenny c/o Kineta, Inc. 219 Terry Ave. N., Suite 300 Seattle WA WASHINGTON 98109 Executive Officer Marion R. Foote c/o Kineta, Inc. 219 Terry Ave. N., Suite 300 Seattle WA WASHINGTON 98109 Director Raymond Bartoszek c/o Kineta, Inc. 219 Terry Ave. N., Suite 300 Seattle WA WASHINGTON 98109 Director Richard Peters c/o Kineta, Inc. 219 Terry Ave. N., Suite 300 Seattle WA WASHINGTON 98109 Director David Arkowitz c/o Kineta, Inc. 219 Terry Ave. N., Suite 300 Seattle WA WASHINGTON 98109 Director Kimberlee C. Drapkin c/o Kineta, Inc. 219 Terry Ave. N., Suite 300 Seattle WA WASHINGTON 98109 Director Scott J. Dylla c/o Kineta, Inc. 219 Terry Ave. N., Suite 300 Seattle WA WASHINGTON 98109 Director Biotechnology Decline to Disclose 06b false 2023-10-03 false true true false 0 H.C. Wainwright & Co., LLC 375 None None 430 Park Avenue 3rd Floor New York NY NEW YORK 10022 NY NEW YORK false 2893176 0 2893176 Concurrent with a registered offering, warrants were issued to purchase up to an aggregate of 890,208 shares of common stock at $3.25 per share. Gross proceeds will come from the exercise of the warrants to the extent such warrants are exercised for cash. false 1 210000 0 Represents the 7% cash fee paid to the placement agent in the concurrent registered direct offering referenced in item 13. 0 false KINETA, INC./DE /s/ Pauline Kenny Pauline Kenny General Counsel & Secretary 2023-10-20