0001444597-25-000006.txt : 20251106
0001444597-25-000006.hdr.sgml : 20251106
20251106121850
ACCESSION NUMBER: 0001444597-25-000006
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Investment Company Act Section 3(c) item 3
FILED AS OF DATE: 20251106
DATE AS OF CHANGE: 20251106
EFFECTIVENESS DATE: 20251106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empower Annuity Insurance Co
CENTRAL INDEX KEY: 0001444597
ORGANIZATION NAME:
EIN: 061050034
STATE OF INCORPORATION: CT
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-181106
FILM NUMBER: 251457074
BUSINESS ADDRESS:
STREET 1: 280 TRUMBULL STREET
CITY: Hartford
STATE: CT
ZIP: 06103
BUSINESS PHONE: (877)778-2100
MAIL ADDRESS:
STREET 1: EMPOWER ANNUITY INSURANCE COMPANY
STREET 2: 8515 E ORCHARD ROAD
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
FORMER COMPANY:
FORMER CONFORMED NAME: Prudential Retirement Insurance & Annuity Co
DATE OF NAME CHANGE: 20080905
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001444597
Empower Annuity Insurance Co
280 TRUMBULL STREET
Hartford
CT
CONNECTICUT
06103
(303) 737-6506
CONNECTICUT
Prudential Retirement Insurance & Annuity Co
Corporation
true
Richard
Linton
100 Federal St. 18th Floor
Boston
MA
MASSACHUSETTS
02110
Executive Officer
Director
Director and Chairman
Jonathan
Kreider
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
Executive Officer
Director
Director and Executive Vice President
Mary
Maiers
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
Executive Officer
Director
Director and Vice President
Tina
Wilson
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
Executive Officer
Director
Director and Executive Vice President
Christine
Moritz
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
Executive Officer
President and Chief Executive Officer
Stephanie
O'Leary
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
Executive Officer
Treasurer
Jack
Brown
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
Executive Officer
Chief Investment Officer
Steven
Butzine
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
Executive Officer
AML Officer
Ryan
Logsdon
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
Executive Officer
Vice President, Deputy General Counsel & Corporate Secretary
Zach
Meier
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
Executive Officer
Vice President, Risk Management
Douglas
Peterson
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
Executive Officer
Chief Information Security Officer
Kara
Roe
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
Executive Officer
Chief Financial Officer and Controller
Amy
Eby
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
Executive Officer
Appointed Actuary
Christine
Dugan
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
Executive Officer
Chief Actuary
Insurance
Over $100,000,000
- 06b
- 3C
- 3C.3
true
0001444597-24-000019
2012-12-13
true
true
Funding agreement issued by Empower Annuity Insurance Company to voluntary employees' beneficiary associations. Product pays a fixed interest rate that fluctuates, but once announced, is guaranteed for the succeeding six month period.
false
500000
Various Agents
None
Prudential Investment Management Services LLC
18353
655 Broad Street
19th Floor
Newark
NJ
NEW JERSEY
07102
AL
ALABAMA
CA
CALIFORNIA
CT
CONNECTICUT
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
NJ
NEW JERSEY
NY
NEW YORK
OH
OHIO
OK
OKLAHOMA
PA
PENNSYLVANIA
TN
TENNESSEE
TX
TEXAS
VA
VIRGINIA
WI
WISCONSIN
false
Chad Girard
3035233
Empower Financial Services, Inc.
None
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
AL
ALABAMA
CA
CALIFORNIA
CT
CONNECTICUT
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
NJ
NEW JERSEY
NY
NEW YORK
OH
OHIO
OK
OKLAHOMA
PA
PENNSYLVANIA
TN
TENNESSEE
TX
TEXAS
VA
VIRGINIA
WI
WISCONSIN
false
John Dolan
2799935
Empower Financial Services, Inc.
None
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
AL
ALABAMA
CA
CALIFORNIA
CT
CONNECTICUT
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
NJ
NEW JERSEY
NY
NEW YORK
OH
OHIO
OK
OKLAHOMA
PA
PENNSYLVANIA
TN
TENNESSEE
TX
TEXAS
VA
VIRGINIA
WI
WISCONSIN
false
William Erlandson
4158620
Empower Financial Services, Inc.
None
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
AL
ALABAMA
CA
CALIFORNIA
CT
CONNECTICUT
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
NJ
NEW JERSEY
NY
NEW YORK
OH
OHIO
OK
OKLAHOMA
PA
PENNSYLVANIA
TN
TENNESSEE
TX
TEXAS
VA
VIRGINIA
WI
WISCONSIN
false
Brian Sweeney
2934351
Empower Financial Services, Inc.
None
8515 E. Orchard Road
Greenwood Village
CO
COLORADO
80111
AL
ALABAMA
CA
CALIFORNIA
CT
CONNECTICUT
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
NJ
NEW JERSEY
NY
NEW YORK
OH
OHIO
OK
OKLAHOMA
PA
PENNSYLVANIA
TN
TENNESSEE
TX
TEXAS
VA
VIRGINIA
WI
WISCONSIN
false
Indefinite
681720201
Indefinite
"Total Amount Sold" represents total sales as of 10/31/25 plus estimated sales amounts (if any) through 11/6/25. There is no specified end date to this offering nor limit on amount that may be sold.
false
41
1957888
true
0
The above "Sales Commissions" are an estimate with respect to sales through 11/6/25.
0
None of the gross proceeds received from the offering will be paid to or used for any payments to the persons identified in Item 3.
false
Empower Annuity Insurance Co
/s/ Simon Poole
Simon Poole
Vice President, Stable Value Products
2025-11-06