0001444597-23-000004.txt : 20231116 0001444597-23-000004.hdr.sgml : 20231116 20231116171048 ACCESSION NUMBER: 0001444597-23-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: 3C.3 FILED AS OF DATE: 20231116 DATE AS OF CHANGE: 20231116 EFFECTIVENESS DATE: 20231116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empower Annuity Insurance Co CENTRAL INDEX KEY: 0001444597 IRS NUMBER: 061050034 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-181106 FILM NUMBER: 231415486 BUSINESS ADDRESS: STREET 1: EMPOWER ANNUITY INSURANCE COMPANY STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 BUSINESS PHONE: (877)778-2100 MAIL ADDRESS: STREET 1: EMPOWER ANNUITY INSURANCE COMPANY STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: Prudential Retirement Insurance & Annuity Co DATE OF NAME CHANGE: 20080905 D/A 1 primary_doc.xml X0708 D/A LIVE 0001444597 Empower Annuity Insurance Co 280 Trumbull Street Hartford CT CONNECTICUT 06103 (303) 737-6506 CONNECTICUT Prudential Retirement Insurance & Annuity Co Corporation true Richard Linton 100 Federal St. 18th Floor Boston MA MASSACHUSETTS 02110 Executive Officer Director Director and Chairman Harry Dalessio 280 Trumbull Street Hartford CT CONNECTICUT 06103 Executive Officer Director Director and Senior Vice President Jonathan Kreider 8515 E. Orchard Road Greenwood Village CO COLORADO 80111 Executive Officer Director Director and Senior Vice President Mary Maiers 8515 E. Orchard Road Greenwood Village CO COLORADO 80111 Executive Officer Director Director and Vice President Tina Wilson 8515 E. Orchard Road Greenwood Village CO COLORADO 80111 Executive Officer Director Director and Senior Vice President Christine Moritz 8515 E. Orchard Road Greenwood Village CO COLORADO 80111 Executive Officer President and Chief Executive Officer Vanessa Baker 8515 E. Orchard Road Greenwood Village CO COLORADO 80111 Executive Officer Treasurer and Vice President Jack Brown 8515 E. Orchard Road Greenwood Village CO COLORADO 80111 Executive Officer Chief Investment Officer Steven Butzine 8515 E. Orchard Road Greenwood Village CO COLORADO 80111 Executive Officer AML Officer Ryan Logsdon 8515 E. Orchard Road Greenwood Village CO COLORADO 80111 Executive Officer Deputy General Counsel & Corporate Secretary Zach Meier 8515 E. Orchard Road Greenwood Village CO COLORADO 80111 Executive Officer Legal Risk Officer Douglas Peterson 8515 E. Orchard Road Greenwood Village CO COLORADO 80111 Executive Officer Entity CSO Kara Roe 8515 E. Orchard Road Greenwood Village CO COLORADO 80111 Executive Officer Chief Financial Officer and Controller Insurance Over $100,000,000 06b 3C 3C.3 true 0001209191-12-037917 2012-12-13 true true Funding agreement issued by Empower Annuity Insurance Company to voluntary employees' beneficiary associations. Product pays a fixed interest rate that fluctuates, but once announced, is guaranteed for the succeeding six month period. false 500000 Various Agents None Prudential Investment Management Services LLC 18353 655 Broad Street 19th Floor Newark NJ NEW JERSEY 07102 AL ALABAMA CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK OH OHIO OK OKLAHOMA PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA WI WISCONSIN false Chad Girard 3035233 Empower Financial Services, Inc. None 8515 E. Orchard Road Greenwood Village CO COLORADO 80111 AL ALABAMA CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK OH OHIO OK OKLAHOMA PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA WI WISCONSIN false John Dolan 2799935 Empower Financial Services, Inc. None 8515 E. Orchard Road Greenwood Village CO COLORADO 80111 AL ALABAMA CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK OH OHIO OK OKLAHOMA PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA WI WISCONSIN false William Erlandson 4158620 Empower Financial Services, Inc. None 8515 E. Orchard Road Greenwood Village CO COLORADO 80111 AL ALABAMA CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK OH OHIO OK OKLAHOMA PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA WI WISCONSIN false Brian Sweeney 2934351 Empower Financial Services, Inc. None 8515 E. Orchard Road Greenwood Village CO COLORADO 80111 AL ALABAMA CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK OH OHIO OK OKLAHOMA PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA WI WISCONSIN false Indefinite 659171601 Indefinite "Total Amount Sold" represents total sales as of 10/31/23 plus estimated sales amounts (if any) through 11/16/23. There is no specified end date to this offering nor limit on amount that may be sold. false 39 1898788 true 0 The above "Sales Commissions" are an estimate with respect to sales through 11/16/23. 0 None of the gross proceeds received from the offering will be paid to or used for any payments to the persons identified in Item 3. false Empower Annuity Insurance Co /s/ Timothy B. Grove Timothy B. Grove Vice President, Stable Value Products 2023-11-16