0001209191-17-065125.txt : 20171212 0001209191-17-065125.hdr.sgml : 20171212 20171212104942 ACCESSION NUMBER: 0001209191-17-065125 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: 3C.3 FILED AS OF DATE: 20171212 DATE AS OF CHANGE: 20171212 EFFECTIVENESS DATE: 20171212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prudential Retirement Insurance & Annuity Co CENTRAL INDEX KEY: 0001444597 IRS NUMBER: 061050034 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-181106 FILM NUMBER: 171251119 BUSINESS ADDRESS: STREET 1: prudentail retirement insurance and Annu STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 BUSINESS PHONE: (877)778-2100 MAIL ADDRESS: STREET 1: prudentail retirement insurance and Annu STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 D/A 1 primary_doc.xml X0708 D/A LIVE 0001444597 Prudential Retirement Insurance & Annuity Co 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 (732) 482-4645 CONNECTICUT None None Corporation true George P. Waldeck 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director and President Harry A. Dalessio 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director and Senior Vice President Yanela C. Frias 655 Broad Street Newark NJ NEW JERSEY 07102-4410 Executive Officer Director Director and Senior Vice President Scott D. Kaplan 655 Broad Street Newark NJ NEW JERSEY 07102-4410 Executive Officer Director Director and Vice President Elizabeth Marin 751 Broad Street Newark NJ NEW JERSEY 07102-3714 Executive Officer Director Director and Asst. Treasurer Nandini Mongia 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director, Chief Financial Officer, and Senior Vice President James M. O'Connor 751 Broad Street Newark NJ NEW JERSEY 07102-3714 Executive Officer Director Director and Senior Vice President Timothy L. Schmidt 655 Broad Street Newark NJ NEW JERSEY 07102-4410 Executive Officer Director Director, GPM Global Chief Investment Officer, and Senior Vice President Brent Walder 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director, Chief Actuary, and Senior Vice President Charles H. Smith 751 Broad Street Newark NJ NEW JERSEY 07102-3714 Executive Officer Anti-Money Laundering Officer and Vice President Sara Bonesteel 655 Broad Street Newark NJ NEW JERSEY 07102-4410 Executive Officer Chief Investment Officer and Vice President Craig R. Gardner 655 Broad Street Newark NJ NEW JERSEY 07102-4410 Executive Officer Chief Risk Officer Stanley Lezon 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Controller and Vice President Scott G. Sleyster 655 Broad Street Newark NJ NEW JERSEY 07102-4410 Executive Officer PFI Chief Investment Officer Karen M. Sills 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Secretary Suzanne Manganiello 200 Wood Ave. South Iselin NJ NEW JERSEY 08830-2706 Executive Officer Senior Vice President Vy Ho 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Vice President and Actuary Kenneth Y. Tanji 751 Broad Street Newark NJ NEW JERSEY 07102-3714 Executive Officer Treasurer Insurance Over $100,000,000 06b 3C.3 3C true 0001209191-17-061420 2012-12-13 true true true Funding agreement issued by Prudential Retirement Insurance and Annuity Company to voluntary employees' beneficiary associations. Product pays a fixed interest rate that fluctuates, but once announced, is guaranteed for the succeeding six month period. false 500000 Various Agents None Prudential Investment Management Services LLC 18353 655 Broad Street, 19th Floor Newark NJ NEW JERSEY 07102-4410 CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK OH OHIO OK OKLAHOMA PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA WI WISCONSIN 290100000 290090694 9306 "Total Offering Amount" represents total sales as of 10/31/17plus projected sales amounts for 2018 and 2019 (which projected sales amount is currently $0). There is no specified end date to this offering nor limit on amount that may be sold. false 24 832000 true 0 The above "Sales Commissions" are an estimate with respect to sales through 10/31/17. 0 Listed officers/directors of Prudential Retirement Insurance and Annuity Company receive a regular salary and potential bonus from the corporate parent. None of such officers/directors are representatives selling this funding agreement. false Prudential Retirement Insurance & Annuity Co /s/ Timothy B. Grove Timothy B. Grove Vice President 2017-12-12