0001209191-16-151673.txt : 20161122 0001209191-16-151673.hdr.sgml : 20161122 20161122144347 ACCESSION NUMBER: 0001209191-16-151673 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: 3C.3 FILED AS OF DATE: 20161122 DATE AS OF CHANGE: 20161122 EFFECTIVENESS DATE: 20161122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prudential Retirement Insurance & Annuity Co CENTRAL INDEX KEY: 0001444597 IRS NUMBER: 061050034 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-211709 FILM NUMBER: 162012877 BUSINESS ADDRESS: STREET 1: prudentail retirement insurance and Annu STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 BUSINESS PHONE: (877)778-2100 MAIL ADDRESS: STREET 1: prudentail retirement insurance and Annu STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 D/A 1 primary_doc.xml X0707 D/A LIVE 0001444597 Prudential Retirement Insurance & Annuity Co 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 (732) 482-6982 CONNECTICUT None None Corporation true Christine C. Marcks 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director and President Michael J. Brandt 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director, Senior Vice President and Chief Financial Officer Elizabeth Marin 751 Broad Street Newark NJ NEW JERSEY 07102-3714 Executive Officer Director Director and Asst. Treasurer John J. Kalamarides 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director and Senior Vice President James M. O'Connor 751 Broad Street Newark NJ NEW JERSEY 07102-3714 Executive Officer Director Director and Senior Vice President Timothy L. Schmidt 655 Broad Street Newark NJ NEW JERSEY 07102-4410 Executive Officer Director Director, Senior Vice President and GPM Global Chief Investment Officer George P. Waldeck 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director and Senior Vice President Brent Walder 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director, Senior Vice President and Chief Actuary Robert H. Tyndall 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Senior Vice President Kenneth Y. Tanji 751 Broad Street Newark NJ NEW JERSEY 07102-3714 Executive Officer Treasurer Craig R. Gardner 655 Broad Street Newark NJ NEW JERSEY 07102-4410 Executive Officer Chief Risk Officer Sara Bonesteel 655 Broad Street Newark NJ NEW JERSEY 07102-4410 Executive Officer Vice President and Chief Investment Officer Stanley Lezon 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Controller and Vice President Stephen E. Wieler 655 Broad Street Newark NJ NEW JERSEY 07102-4410 Executive Officer Secretary Scott G. Sleyster 655 Broad Street Newark NJ NEW JERSEY 07102-4410 Executive Officer PFI Chief Investment Officer Insurance Over $100,000,000 06b 3C.3 3C true 0001209191-15-081953 2014-01-29 true true true Funding agreements, each supported by a separate account issued by Prudential Retirement Insurance and Annuity Company to State 529 Plans. Product pays a fixed interest rate that is reset periodically. false 500000 John Barrasso 2763477 Prudential Investment Management Services LLC 18353 200 Wood Avenue South Iselin NJ NEW JERSEY 08830-2706 KY KENTUCKY John Scott Boyd 5263131 Prudential Investment Management Services LLC 18353 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 KY KENTUCKY Harry Dalessio 2649914 Prudential Investment Management Services LLC 18353 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 KY KENTUCKY 150000000 147300000 2700000 "Total Offering Amount" represents total sales as of 10/31/16 plus projected sales amounts for 2017 and 2018 (which projected sales amount is currently $0). There is no specified end date to this offering nor limit on amount that may be sold. false 1 50000 true 0 The above "Sales Commissions" are an estimate with respect to sales through 10/31/16. 0 Listed officers/directors of Prudential Retirement Insurance and Annuity Company receive a regular salary and potential bonus from the corporate parent. None of such officers/directors are representatives selling these funding agreements. false Prudential Retirement Insurance & Annuity Co /s/ Lacey A. Lockward Lacey A. Lockward Vice President 2016-11-22