0001209191-14-074883.txt : 20141212 0001209191-14-074883.hdr.sgml : 20141212 20141212143120 ACCESSION NUMBER: 0001209191-14-074883 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: 3C.3 FILED AS OF DATE: 20141212 DATE AS OF CHANGE: 20141212 EFFECTIVENESS DATE: 20141212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prudential Retirement Insurance & Annuity Co CENTRAL INDEX KEY: 0001444597 IRS NUMBER: 061050034 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-181106 FILM NUMBER: 141283238 BUSINESS ADDRESS: STREET 1: prudentail retirement insurance and Annu STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 BUSINESS PHONE: (877)778-2100 MAIL ADDRESS: STREET 1: prudentail retirement insurance and Annu STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 D/A 1 primary_doc.xml X0707 D/A LIVE 0001444597 Prudential Retirement Insurance & Annuity Co 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 (732)482-6816 CONNECTICUT None None Corporation true Christine C. Marcks 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director and President Michael J. Brandt 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director, Senior Vice President and Chief Financial Officer Elizabeth Marin 751 Broad Street Newark NJ NEW JERSEY 07102-3714 Director Director and Asst. Treasurer John J. Kalamarides 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director and Senior Vice President James M. O'Connor 751 Broad Street Newark NJ NEW JERSEY 07102-3714 Executive Officer Director Director and Senior Vice President Timothy L. Schmidt 2 Gateway Center Newark NJ NEW JERSEY 07102-5005 Executive Officer Director Director, Senior Vice President and PFI Chief Investment Officer George P. Waldeck 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director and Senior Vice President Brent Walder 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director, Senior Vice President and Chief Actuary Robert H. Tyndall 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Senior Vice President Kenneth Y. Tanji 751 Broad Street Newark NJ NEW JERSEY 07102-3714 Executive Officer Treasurer Craig R. Gardner 2 Gateway Center Newark NJ NEW JERSEY 07102-5005 Executive Officer Senior Investment Risk Officer Richard R. Hrabchak 2 Gateway Center Newark NJ NEW JERSEY 07102-5005 Executive Officer Vice President and Chief Investment Officer Robert McLaughlin 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Controller and Vice President Stephen E. Wieler 200 Wood Avenue South Iselin NJ NEW JERSEY 08830-2706 Executive Officer Secretary Scott G. Sleyster 2 Gateway Center Newark NJ NEW JERSEY 07102-5005 Executive Officer Executive Vice President Insurance Over $100,000,000 06b 3C.3 3C true 0001209191-13-056527 2012-12-13 true true true Funding agreement issued by Prudential Retirement Insurance and Annuity Company to voluntary employees' beneficiary associations. Product pays a fixed interest rate that fluctuates, but once announced, is guaranteed for the succeeding six month period. false 500000 Various Agents None Prudential Investment Management Services LLC 18353 Three Gateway Center, 14th Floor Newark NJ NEW JERSEY 07102-4077 CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA HI HAWAII IL ILLINOIS IA IOWA KS KANSAS MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK OH OHIO PA PENNSYLVANIA TN TENNESSEE TX TEXAS WI WISCONSIN John Schmitt None None None 2 Mayflower Road Brookville NY NEW YORK 11545 NJ NEW JERSEY NY NEW YORK 230000000 74000000 156000000 "Total Amount Sold" represents total Fixed Rate Fund sales as of 11/30/14. Projected sales estimate, from beginning of offering through 2016, is $230,000,000. There is no specified end date to this offering nor limit on amount that may be sold. false 12 250000 true 0 The above "Sales Commissions" are an estimate with respect to Fixed Rate Fund sales for the Total Amount Sold through 11/30/14. Finders' fee compensation is subject to future negotiation. 0 Listed officers/directors of Prudential Retirement Insurance and Annuity Company receive a regular salary and potential bonus from the corporate parent. None of such officers/directors are representatives selling this funding agreement. false Prudential Retirement Insurance & Annuity Co /s/ Timothy M. Hopkin Timothy M. Hopkin Second Vice President 2014-12-12