0001209191-14-009083.txt : 20140211 0001209191-14-009083.hdr.sgml : 20140211 20140211160506 ACCESSION NUMBER: 0001209191-14-009083 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: 3C.3 ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 EFFECTIVENESS DATE: 20140211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prudential Retirement Insurance & Annuity Co CENTRAL INDEX KEY: 0001444597 IRS NUMBER: 061050034 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-211709 FILM NUMBER: 14594341 BUSINESS ADDRESS: STREET 1: prudentail retirement insurance and Annu STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 BUSINESS PHONE: (877)778-2100 MAIL ADDRESS: STREET 1: prudentail retirement insurance and Annu STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 D 1 primary_doc.xml X0707 D LIVE 0001444597 Prudential Retirement Insurance & Annuity Co 280 Trumbull Street Hartford CT CONNECTICUT 06103 (732) 482-6982 CONNECTICUT None None Corporation true Christine C. Marcks 280 Trumbull Street Hartford CT CONNECTICUT 06103 Executive Officer Director Director and President Michael J. Brandt 280 Trumbull Street Hartford CT CONNECTICUT 06103 Executive Officer Director Director, Senior Vice President and Chief Financial Officer John J. Kalamarides 280 Trumbull Street Hartford CT CONNECTICUT 06103 Executive Officer Director Director and Senior Vice President James M. O'Connor 751 Broad Street Newark NJ NEW JERSEY 07102 Executive Officer Director Director and Senior Vice President Timothy L. Schmidt 2 Gateway Center Newark NJ NEW JERSEY 07102 Executive Officer Director Director, Senior Vice President and Domestic Chief Investment Officer Mark E. Sieb 751 Broad Street Newark NJ NEW JERSEY 07102 Director Director and Asst. Treasurer George P. Waldeck 280 Trumbull Street Hartford CT CONNECTICUT 06103 Executive Officer Director Director and Senior Vice President Brent M. Walder 280 Trumbull Street Hartford CT CONNECTICUT 06103 Executive Officer Director Director, Vice President and Chief Actuary Scott G. Sleyster 2 Gateway Center Newark NJ NEW JERSEY 07102 Executive Officer Executive Vice President Robert H. Tyndall 280 Trumbull Street Hartford CT CONNECTICUT 06103 Executive Officer Senior Vice President Kenneth Y. Tanji 751 Broad Street Newark NJ NEW JERSEY 07102 Executive Officer Treasurer Craig R. Gardner 2 Gateway Center Newark NJ NEW JERSEY 07102 Executive Officer Senior Investment Risk Officer Richard R. Hrabchak 2 Gateway Center Newark NJ NEW JERSEY 07102 Executive Officer Chief Investment Officer, Asset/Liability Management Officer and Vice President Robert H. McLaughlin 280 Trumbull Street Hartford CT CONNECTICUT 06103 Executive Officer Controller and Vice President Stephen E. Wieler 200 Wood Avenue South Iselin NJ NEW JERSEY 08830 Executive Officer Secretary Insurance Over $100,000,000 06c 3C.3 3C.7 3C false 2014-01-29 true true true Funding agreement guaranteed separate account issued by Prudential Retirement Insurance and Annuity Company to State 529 Plans. Product pays a fixed interest rate that fluctuates. false 500000 Various Agents None Prudential Investment Management Services LLC 18353 Three Gateway Center, 14th Floor Newark NJ NEW JERSEY 07102 All States 600000000 120000000 480000000 Projected sales estimate for 2014 is $600,000,000. We estimate $450,000,000 in sales in each of the following two years. There is no specified end date to this offering nor limit on amount that may be sold. false 1 252000 true 0 The above "Sales Commissions" are an estimate with respect to the $600,000,000 in estimated sales for 2014. 0 Listed officers/directors of Prudential Retirement Insurance and Annuity Company receive a regular salary and potential bonus from the corporate parent. None of such officers/directors are representatives selling this funding agreement. false Prudential Retirement Insurance & Annuity Co /s/ Ann M. Jadro Ann M. Jadro Second Vice President 2014-02-11