0001104659-23-037139.txt : 20230327 0001104659-23-037139.hdr.sgml : 20230327 20230327163021 ACCESSION NUMBER: 0001104659-23-037139 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20230327 DATE AS OF CHANGE: 20230327 EFFECTIVENESS DATE: 20230327 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Recon Technology, Ltd CENTRAL INDEX KEY: 0001442620 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-477020 FILM NUMBER: 23764869 BUSINESS ADDRESS: STREET 1: ROOM 601, 1 SHUI'AN SOUTH STREET STREET 2: CHAOYANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100012 BUSINESS PHONE: 86 10 8494-5799 MAIL ADDRESS: STREET 1: ROOM 601, 1 SHUI'AN SOUTH STREET STREET 2: CHAOYANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100012 D 1 primary_doc.xml X0708 D LIVE 0001442620 Recon Technology, Ltd ROOM 601 1 SHUI'AN SOUTH ST., CHAOYANG DISTRICT BEIJING F4 CHINA 100012 +86 (10) 8494-5799 CAYMAN ISLANDS None None Corporation true Shenping Yin ROOM 601 1 SHUI'AN SOUTH ST., CHAOYANG DISTRICT BEIJING F4 CHINA 100012 Executive Officer Director Jia Liu ROOM 601 1 SHUI'AN SOUTH ST., CHAOYANG DISTRICT BEIJING F4 CHINA 100012 Executive Officer Director Guangqiang Chen ROOM 601 1 SHUI'AN SOUTH ST., CHAOYANG DISTRICT BEIJING F4 CHINA 100012 Executive Officer Director Shudong Zhao ROOM 601 1 SHUI'AN SOUTH ST., CHAOYANG DISTRICT BEIJING F4 CHINA 100012 Director Jijun Hu ROOM 601 1 SHUI'AN SOUTH ST., CHAOYANG DISTRICT BEIJING F4 CHINA 100012 Director Nelson N.S. Wong ROOM 601 1 SHUI'AN SOUTH ST., CHAOYANG DISTRICT BEIJING F4 CHINA 100012 Director Yonggang Duan ROOM 601 1 SHUI'AN SOUTH ST., CHAOYANG DISTRICT BEIJING F4 CHINA 100012 Director Oil and Gas Decline to Disclose 06b false 2023-03-15 false true true false 0 Maxim Group LLC 120708 None None 300 PARK AVE 16TH FLOOR NEW YORK NY NEW YORK 10022 FL FLORIDA NY NEW YORK false 8002000 8002000 0 Total proceeds received from public offering of shares and pre-funded warrants and concurrent private offering of warrants. false 8 560140 0 Placement agent received a fee of 7% of the gross proceeds from the offering of shares and warrants and reimbursement of $50,000 in expenses. 0 false Recon Technology, Ltd /s/ Shenping Yin Shenping Yin CEO 2023-03-27