0001104659-21-084645.txt : 20210623 0001104659-21-084645.hdr.sgml : 20210623 20210623163036 ACCESSION NUMBER: 0001104659-21-084645 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20210623 DATE AS OF CHANGE: 20210623 EFFECTIVENESS DATE: 20210623 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Recon Technology, Ltd CENTRAL INDEX KEY: 0001442620 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-403973 FILM NUMBER: 211039005 BUSINESS ADDRESS: STREET 1: ROOM 601, 1 SHUI'AN SOUTH STREET STREET 2: CHAOYANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100012 BUSINESS PHONE: 86 10 8494-5799 MAIL ADDRESS: STREET 1: ROOM 601, 1 SHUI'AN SOUTH STREET STREET 2: CHAOYANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100012 D 1 primary_doc.xml X0708 D LIVE 0001442620 Recon Technology, Ltd ROOM 601, 1 SHUI'AN SOUTH STREET CHAOYANG DISTRICT BEIJING F4 CHINA 100012 86 10 8494-5799 CAYMAN ISLANDS None None Corporation true Shenping Yin ROOM 601, 1 SHUI'AN SOUTH STREET CHAOYANG DISTRICT BEIJING F4 CHINA 100012 Executive Officer Director Jia Liu ROOM 601, 1 SHUI'AN SOUTH STREET CHAOYANG DISTRICT BEIJING F4 CHINA 100012 Executive Officer Guangqiang Chen ROOM 601, 1 SHUI'AN SOUTH STREET CHAOYANG DISTRICT BEIJING F4 CHINA 100012 Executive Officer Director Yongquan Bi ROOM 601, 1 SHUI'AN SOUTH STREET CHAOYANG DISTRICT BEIJING F4 CHINA 100012 Director Shudong Zhao ROOM 601, 1 SHUI'AN SOUTH STREET CHAOYANG DISTRICT BEIJING F4 CHINA 100012 Director Jijun Hu ROOM 601, 1 SHUI'AN SOUTH STREET CHAOYANG DISTRICT BEIJING F4 CHINA 100012 Director Nelson N.S. Wong ROOM 601, 1 SHUI'AN SOUTH STREET CHAOYANG DISTRICT BEIJING F4 CHINA 100012 Director Yonggang Duan ROOM 601, 1 SHUI'AN SOUTH STREET CHAOYANG DISTRICT BEIJING F4 CHINA 100012 Director Oil and Gas Decline to Disclose 06b false 2021-06-14 false true true false 0 Maxim Group LLC 120708 None None 300 PARK AVE 16TH FLOOR NEW YORK NY NEW YORK 10022 CA CALIFORNIA CT CONNECTICUT FL FLORIDA IL ILLINOIS KY KENTUCKY NY NEW YORK PR PUERTO RICO false 54971996 54971996 0 Total proceeds received from public offering of shares and pre-funded warrants and concurrent private offering of warrants. false 10 3848040 0 Placement agent received a fee of 7% of the gross proceeds from the offering of shares and warrants and reimbursement of $45,000 in expenses. 0 A portion of the gross proceeds may be used indirectly for paying salaries to employees, including executive officers. An estimate of such amount is unknown at this time. false Recon Technology, Ltd /s/ Shenping Yin Shenping Yin CEO 2021-06-23