0001104659-20-085284.txt : 20200721 0001104659-20-085284.hdr.sgml : 20200721 20200721163020 ACCESSION NUMBER: 0001104659-20-085284 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200721 DATE AS OF CHANGE: 20200721 EFFECTIVENESS DATE: 20200721 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Recon Technology, Ltd CENTRAL INDEX KEY: 0001442620 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-371519 FILM NUMBER: 201039179 BUSINESS ADDRESS: STREET 1: ROOM 1902, BUILDING C, STREET 2: KING LONG INTL MANSION, NO. 9 FULIN ROAD CITY: BEIJING STATE: F4 ZIP: 100107 BUSINESS PHONE: 025-52313015 MAIL ADDRESS: STREET 1: ROOM 1902, BUILDING C, STREET 2: KING LONG INTL MANSION, NO. 9 FULIN ROAD CITY: BEIJING STATE: F4 ZIP: 100107 D 1 primary_doc.xml X0708 D LIVE 0001442620 Recon Technology, Ltd ROOM 1902, BUILDING C, KING LONG INTL MANSION, NO. 9 FULIN ROAD BEIJING F4 CHINA 100107 +86 (10) 8494-5799 CAYMAN ISLANDS None None Corporation true Shenping Yin ROOM 1902, BUILDING C, KING LONG INTL MANSION, NO. 9 FULIN ROAD BEIJING F4 CHINA 100107 Executive Officer Director Jia Liu ROOM 1902, BUILDING C, KING LONG INTL MANSION, NO. 9 FULIN ROAD BEIJING F4 CHINA 100107 Executive Officer Guangqiang Chen ROOM 1902, BUILDING C, KING LONG INTL MANSION, NO. 9 FULIN ROAD BEIJING F4 CHINA 100107 Executive Officer Director Yongquan Bi ROOM 1902, BUILDING C, KING LONG INTL MANSION, NO. 9 FULIN ROAD BEIJING F4 CHINA 100107 Director Shudong Zhao ROOM 1902, BUILDING C, KING LONG INTL MANSION, NO. 9 FULIN ROAD BEIJING F4 CHINA 100107 Director Jijun Hu ROOM 1902, BUILDING C, KING LONG INTL MANSION, NO. 9 FULIN ROAD BEIJING F4 CHINA 100107 Director Nelson N.S. Wong ROOM 1902, BUILDING C, KING LONG INTL MANSION, NO. 9 FULIN ROAD BEIJING F4 CHINA 100107 Director Yonggang Duan ROOM 1902, BUILDING C, KING LONG INTL MANSION, NO. 9 FULIN ROAD BEIJING F4 CHINA 100107 Director Oil and Gas $5,000,001 - $25,000,000 06b false 2020-06-30 false true true false 0 Maxim Group LLC 281147 None None 405 LEXINGTON AVENUE 2ND FLOOR NEW YORK NY NEW YORK 10174 CA CALIFORNIA IL ILLINOIS NY NEW YORK true 2100000 2100000 0 On June 30, 2020, issuer received gross proceeds of $2,100,000 from issuance of 1,680,000 shares in registered direct offering, and concurrent private placement of amended and restated warrants for 911,112 shares and new warrants for 1,680,000 shares. false 4 147000 0 0 false Recon Technology, Ltd /s/ Shenping Yin Shenping Yin CEO 2020-07-21