-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OVe+V+bxa8JhcRMTqAb9tF13nu2MakjcZjrpS62JvM7OAjVxjvDeMlfkU8Hc4fur NQpVPKRFLCVkN6mEKC5Bzw== 0001442235-10-000003.txt : 20100121 0001442235-10-000003.hdr.sgml : 20100121 20100121172111 ACCESSION NUMBER: 0001442235-10-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20100121 DATE AS OF CHANGE: 20100121 EFFECTIVENESS DATE: 20100121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED EQUITIES ALIEN SERIES I INVESTMENTS I LLC CENTRAL INDEX KEY: 0001442235 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-121184 FILM NUMBER: 10539543 BUSINESS ADDRESS: STREET 1: 311 SOUTH WACKER DRIVE STREET 2: SUITE 1650 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-377-5300 MAIL ADDRESS: STREET 1: 311 SOUTH WACKER DRIVE STREET 2: SUITE 1650 CITY: CHICAGO STATE: IL ZIP: 60606 D/A 1 primary_doc.xml X0603 D/A LIVE 0001442235 ADVANCED EQUITIES ALIEN SERIES I INVESTMENTS I LLC 311 SOUTH WACKER DRIVE SUITE 1650 CHICAGO IL 60606 312-377-5300 DELAWARE None None Limited Liability Company true 2006 Keith Daubenspeck 311 S Wacker Drive Suite 1650 Chicago IL 60606 Director Managing Member Dwight Badger 311 S Wacker Drive Suite 1650 Chicago IL 60606 Director Managing Member Pooled Investment Fund Venture Capital Fund false Decline to Disclose 06 true 9999999997-08-034926 2006-11-17 false true true true false 106000 William Barkow 2660220 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 CT FL IL MD NY Christopher Capra 2691295 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 IL James Depke 2804126 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 IL Jared Carmel 4796201 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 TX Joseph Cordi 1397664 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 CA NY Todd Harrigan 2516869 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 FL NV NY WV Joe Hede 2389098 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 CT Timothy Herrmann 2446600 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 PA James Kozak 2237880 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 IL MI WI John Galinsky 1513926 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 IL MI WI James Lynch 2387056 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 IL Owen Schnaper 5097283 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 IL Robert Marassa 2649843 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 IL WI Frank Mazzola 2371623 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 MA MS OK William Metz 808295 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 IL James Piff 1991874 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 CA NY WI Hayward Roy 2842866 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 CA Aaron Segal 4041489 Advanced Equities Inc. 35545 311 S Wacker Drive Suite 1650 Chicago IL 60606 CA Cindy Couyoumjian 1456630 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Christine Tang 4774839 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Brad Creger 2415028 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Robert Ellis 2471350 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 IL Paul Escudero 2111381 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Mark Frederick 2132368 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Michael Hartenstein 4532921 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 HI Stuart Hoshide 1838860 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CA Dennis Mitchell 3074147 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 TX James Landers 2826009 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 TX Jerry Gruber 1195389 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 CO Bill Card 866791 First Allied Securities Inc. 32444 655 W Broadway 12th Floor San Diego CA 92101 TX Indefinite 4004335 Indefinite false 65 184332 0 0 As of 1/21/2010, $184,332.16 was taken as markup with the remaining $3,820,003.64 used to make investments in Alien Technology Corporation. false ADVANCED EQUITIES ALIEN SERIES I INVESTMENTS I LLC Alex Winks Alex Winks Authorized Signatory 2010-01-21 -----END PRIVACY-ENHANCED MESSAGE-----