0001441408-14-000002.txt : 20140410 0001441408-14-000002.hdr.sgml : 20140410 20140410140044 ACCESSION NUMBER: 0001441408-14-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140410 DATE AS OF CHANGE: 20140410 EFFECTIVENESS DATE: 20140410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smule, Inc. CENTRAL INDEX KEY: 0001441408 IRS NUMBER: 262854400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-215314 FILM NUMBER: 14756489 BUSINESS ADDRESS: STREET 1: 139 TOWNSEND STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 650-632-1690 MAIL ADDRESS: STREET 1: 139 TOWNSEND STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 FORMER COMPANY: FORMER CONFORMED NAME: SONICMULE INC DATE OF NAME CHANGE: 20080729 D 1 primary_doc.xml X0707 D LIVE 0001441408 Smule, Inc. 139 TOWNSEND STREET SUITE 200 SAN FRANCISCO CA CALIFORNIA 94107 650-632-1690 DELAWARE SONICMULE INC Corporation true Jeff Smith 139 Townsend Street Suite 200 San Francisco CA CALIFORNIA 94107 Executive Officer Director Chief Executive Officer and Director Sunil Pareenja 139 Townsend Street Suite 200 San Francisco CA CALIFORNIA 94107 Executive Officer Chief Financial Officer Gregory Carlos Smith 139 Townsend Street Suite 200 San Francisco CA CALIFORNIA 94107 Executive Officer Secretary Mark Thompson 139 Townsend Street Suite 200 San Francisco CA CALIFORNIA 94107 Director Jason Pressman 139 Townsend Street Suite 200 San Francisco CA CALIFORNIA 94107 Director Thomas Ryan 139 Townsend Street Suite 200 San Francisco CA CALIFORNIA 94107 Director David Cowan 139 Townsend Street Suite 200 San Francisco CA CALIFORNIA 94107 Director Christopher Hollenbeck 139 Townsend Street Suite 200 San Francisco CA CALIFORNIA 94107 Director Other Technology Decline to Disclose 06b false 2014-04-01 false true false 50000 Roth Capital Partners, LLC 15407 None None 888 San Clemente Drive Newport Beach CA CALIFORNIA 92660 CA CALIFORNIA IL ILLINOIS NY NEW YORK TX TEXAS WI WISCONSIN false 17243748 16640529 603219 false 20 682454 0 Commission also includes a warrant to purchase 90,559 shares of common stock of the company. 0 false Smule, Inc. /s/ Gregory Smith Gregory C. Smith Secretary 2014-04-10