-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wr9w6SYGlnZxUguVmBCqYdalItZxp3bA/OZHJqgpGFd+CN0vis5b+b2wsAZCZaKd pCv2Ixj8w4LMoTo65OOnVA== 0001439855-10-000009.txt : 20100728 0001439855-10-000009.hdr.sgml : 20100728 20100728103427 ACCESSION NUMBER: 0001439855-10-000009 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20100728 DATE AS OF CHANGE: 20100728 EFFECTIVENESS DATE: 20100728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHAGEN VOLANTIS FUND LTD CENTRAL INDEX KEY: 0001439827 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-120208 FILM NUMBER: 10973250 BUSINESS ADDRESS: STREET 1: 5TH FLOOR STREET 2: 27 HOSPITAL ROAD CITY: GEORGE TOWN STATE: E9 ZIP: BWI BUSINESS PHONE: 1-345-914-7552 MAIL ADDRESS: STREET 1: 5TH FLOOR STREET 2: 27 HOSPITAL ROAD CITY: GEORGE TOWN STATE: E9 ZIP: BWI D/A 1 primary_doc.xml X0704 D/A LIVE 0001439827 ALPHAGEN VOLANTIS FUND LTD Box 10293 27 HOSPITAL ROAD Grand Cayman E9 CAYMAN ISLANDS KY1 - 1109 1-345-914-7552 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true 2005 Robert Bovet 1115 Vullierens Vaud V8 SWITZERLAND 00000 Director Les Aitkenhead 8 Fenchurch Place London X0 UNITED KINGDOM EC3M 4PB Director Neil Honebon Ely House, 37 Dover Street, London X0 UNITED KINGDOM W1S 4NJ Director Hugh Ward Sunset lodge Rue de haut, St Brelade Jersey X0 UNITED KINGDOM 00000 Director Harry Romney Doctor Fleming 9 Escalera A, 5 Piso 2ndo Barcelona U3 SPAIN 08017 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001439827-09-000003 2005-05-01 true true true false 100000 JOHN A. EARLY III 2726671 GARTMORE DISTRIBUTION SERVICES, INC. 143032 1 INTERNATIONAL PLACE 16TH FLOOR, Boston MA MASSACHUSETTS 02110 SC SOUTH CAROLINA VA VIRGINIA LA LOUISIANA GA GEORGIA DC DISTRICT OF COLUMBIA OH OHIO MN MINNESOTA KY KENTUCKY WA WASHINGTON IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS DE DELAWARE MS MISSISSIPPI WV WEST VIRGINIA HI HAWAII FL FLORIDA KS KANSAS SD SOUTH DAKOTA AK ALASKA TN TENNESSEE ID IDAHO RI RHODE ISLAND NY NEW YORK NC NORTH CAROLINA NH NEW HAMPSHIRE MT MONTANA WI WISCONSIN CO COLORADO OK OKLAHOMA NE NEBRASKA NV NEVADA MI MICHIGAN MD MARYLAND TX TEXAS VT VERMONT AZ ARIZONA IN INDIANA AL ALABAMA CA CALIFORNIA UT UTAH WY WYOMING ND NORTH DAKOTA PA PENNSYLVANIA AR ARKANSAS CT CONNECTICUT NJ NEW JERSEY ME MAINE MO MISSOURI IA IOWA false CORINNE T. LAMBERT 2348439 GARTMORE DISTRIBUTION SERVICES, INC. 143032 8 FENCHURCH PLACE LONDON X0 UNITED KINGDOM EC3M 4PB RI RHODE ISLAND SC SOUTH CAROLINA NY NEW YORK NC NORTH CAROLINA VA VIRGINIA LA LOUISIANA NH NEW HAMPSHIRE GA GEORGIA DC DISTRICT OF COLUMBIA MT MONTANA CO COLORADO WI WISCONSIN OH OHIO OK OKLAHOMA NV NEVADA NE NEBRASKA MN MINNESOTA MD MARYLAND MI MICHIGAN TX TEXAS KY KENTUCKY WA WASHINGTON VT VERMONT AZ ARIZONA IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS MS MISSISSIPPI DE DELAWARE AL ALABAMA WV WEST VIRGINIA CA CALIFORNIA UT UTAH WY WYOMING HI HAWAII ND NORTH DAKOTA PA PENNSYLVANIA AR ARKANSAS FL FLORIDA CT CONNECTICUT KS KANSAS NJ NEW JERSEY SD SOUTH DAKOTA AK ALASKA MO MISSOURI IA IOWA ID IDAHO false MARTIN J. PHIPPS 5267004 GARTMORE DISTRIBUTION SERVICES, INC. 143032 8 FENCHURCH PLACE LONDON X0 UNITED KINGDOM EC3M 4PB SC SOUTH CAROLINA VA VIRGINIA LA LOUISIANA GA GEORGIA DC DISTRICT OF COLUMBIA OH OHIO MN MINNESOTA KY KENTUCKY WA WASHINGTON IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS DE DELAWARE MS MISSISSIPPI WV WEST VIRGINIA HI HAWAII FL FLORIDA KS KANSAS SD SOUTH DAKOTA AK ALASKA TN TENNESSEE ID IDAHO RI RHODE ISLAND NY NEW YORK NC NORTH CAROLINA NH NEW HAMPSHIRE MT MONTANA WI WISCONSIN CO COLORADO OK OKLAHOMA NE NEBRASKA NV NEVADA MI MICHIGAN MD MARYLAND TX TEXAS VT VERMONT AZ ARIZONA IN INDIANA AL ALABAMA CA CALIFORNIA UT UTAH WY WYOMING ND NORTH DAKOTA PA PENNSYLVANIA AR ARKANSAS CT CONNECTICUT NJ NEW JERSEY ME MAINE MO MISSOURI IA IOWA false JAMES P. MACMILLAN 1609239 GARTMORE DISTRIBUTION SERVICES, INC. 143032 1 INTERNATIONAL PLACE 16TH FLOOR, Boston MA MASSACHUSETTS 02110 SC SOUTH CAROLINA VA VIRGINIA LA LOUISIANA GA GEORGIA DC DISTRICT OF COLUMBIA OH OHIO MN MINNESOTA KY KENTUCKY WA WASHINGTON IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS DE DELAWARE MS MISSISSIPPI WV WEST VIRGINIA HI HAWAII FL FLORIDA KS KANSAS SD SOUTH DAKOTA AK ALASKA TN TENNESSEE ID IDAHO RI RHODE ISLAND NY NEW YORK NC NORTH CAROLINA NH NEW HAMPSHIRE MT MONTANA WI WISCONSIN CO COLORADO OK OKLAHOMA NE NEBRASKA NV NEVADA MI MICHIGAN MD MARYLAND TX TEXAS VT VERMONT AZ ARIZONA IN INDIANA AL ALABAMA CA CALIFORNIA UT UTAH WY WYOMING ND NORTH DAKOTA PA PENNSYLVANIA AR ARKANSAS CT CONNECTICUT NJ NEW JERSEY ME MAINE MO MISSOURI IA IOWA false NATIONWIDE FUND DISTRIBUTORS LLC 25910 NATIONWIDE FUND DISTRIBUTORS LLC 25910 1000 CONTINTENTAL DRIVE, SUITE 400 KING OF PRUSSIA PA PENNSYLVANIA 19406 SC SOUTH CAROLINA VA VIRGINIA LA LOUISIANA GA GEORGIA DC DISTRICT OF COLUMBIA OH OHIO MN MINNESOTA KY KENTUCKY WA WASHINGTON IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS DE DELAWARE MS MISSISSIPPI WV WEST VIRGINIA HI HAWAII FL FLORIDA KS KANSAS SD SOUTH DAKOTA AK ALASKA TN TENNESSEE ID IDAHO RI RHODE ISLAND NY NEW YORK NC NORTH CAROLINA NH NEW HAMPSHIRE MT MONTANA WI WISCONSIN CO COLORADO OK OKLAHOMA NE NEBRASKA NV NEVADA MI MICHIGAN MD MARYLAND TX TEXAS VT VERMONT AZ ARIZONA PR PUERTO RICO IN INDIANA AL ALABAMA CA CALIFORNIA UT UTAH WY WYOMING ND NORTH DAKOTA PA PENNSYLVANIA AR ARKANSAS CT CONNECTICUT NJ NEW JERSEY ME MAINE MO MISSOURI IA IOWA false Indefinite 38087600 Indefinite false 8 500000 true 0 The Issuer's Investment Manager compensates the placement agents, which may include a portion of the Investment Manager's management fee while the investor remains invested. This estimate is based on the expected fees over the life of the offering. 0 true false ALPHAGEN VOLANTIS FUND LTD Les Aitkenhead Les Aitkenhead Director 2010-07-28 -----END PRIVACY-ENHANCED MESSAGE-----