0001439827-12-000001.txt : 20121016 0001439827-12-000001.hdr.sgml : 20121016 20121016163204 ACCESSION NUMBER: 0001439827-12-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20121016 DATE AS OF CHANGE: 20121016 EFFECTIVENESS DATE: 20121016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHAGEN VOLANTIS FUND LTD CENTRAL INDEX KEY: 0001439827 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-120208 FILM NUMBER: 121146475 BUSINESS ADDRESS: STREET 1: 5TH FLOOR STREET 2: 27 HOSPITAL ROAD CITY: GEORGE TOWN STATE: E9 ZIP: BWI BUSINESS PHONE: 1-345-914-7552 MAIL ADDRESS: STREET 1: 5TH FLOOR STREET 2: 27 HOSPITAL ROAD CITY: GEORGE TOWN STATE: E9 ZIP: BWI D/A 1 primary_doc.xml X0706 D/A LIVE 0001439827 ALPHAGEN VOLANTIS FUND LTD Ugland House South Church Street George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1104 1-345-914-7552 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true Robert Bovet Rue de Chateau Vullierens V8 SWITZERLAND CH1115 Director Neil Honebon 13 Marchmont Road , Richmond, Surrey X0 UNITED KINGDOM TW10 6HQ Director Hugh Ward Sunset lodge Rue de haut, St Brelade Jersey X0 UNITED KINGDOM J3E 8AR Director Harry Romney Doctor Fleming 9 Escalera A, 5 Piso 2ndo Barcelona U3 SPAIN 08017 Director Andrew Steward Henderson Global Investors 201 Bishopsgate London X0 UNITED KINGDOM EC2M 3AE Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001526767-11-000008 2005-05-01 true true true false 100000 JOHN A. EARLY III 2726671 GARTMORE DISTRIBUTION SERVICES, INC. 143032 737 N. MICHIGAN AVE. SUITE 1700 CHICAGO MA MASSACHUSETTS 60611 SC SOUTH CAROLINA VA VIRGINIA LA LOUISIANA GA GEORGIA DC DISTRICT OF COLUMBIA OH OHIO MN MINNESOTA KY KENTUCKY WA WASHINGTON IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS MS MISSISSIPPI DE DELAWARE WV WEST VIRGINIA HI HAWAII FL FLORIDA KS KANSAS SD SOUTH DAKOTA AK ALASKA TN TENNESSEE ID IDAHO RI RHODE ISLAND NY NEW YORK NC NORTH CAROLINA NH NEW HAMPSHIRE MT MONTANA WI WISCONSIN CO COLORADO OK OKLAHOMA NE NEBRASKA NV NEVADA MI MICHIGAN MD MARYLAND TX TEXAS VT VERMONT AZ ARIZONA IN INDIANA AL ALABAMA CA CALIFORNIA UT UTAH WY WYOMING ND NORTH DAKOTA PA PENNSYLVANIA AR ARKANSAS CT CONNECTICUT NJ NEW JERSEY ME MAINE IA IOWA MO MISSOURI false CORINNE T. LAMBERT 2348439 GARTMORE DISTRIBUTION SERVICES, INC. 143032 737 N. MICHIGAN AVE. SUITE 1700 CHICAGO IL ILLINOIS 60611 SC SOUTH CAROLINA RI RHODE ISLAND VA VIRGINIA NC NORTH CAROLINA NY NEW YORK LA LOUISIANA NH NEW HAMPSHIRE GA GEORGIA DC DISTRICT OF COLUMBIA MT MONTANA WI WISCONSIN CO COLORADO OH OHIO OK OKLAHOMA NV NEVADA NE NEBRASKA MN MINNESOTA MD MARYLAND MI MICHIGAN TX TEXAS KY KENTUCKY WA WASHINGTON VT VERMONT AZ ARIZONA IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS DE DELAWARE MS MISSISSIPPI WV WEST VIRGINIA AL ALABAMA UT UTAH CA CALIFORNIA WY WYOMING HI HAWAII PA PENNSYLVANIA ND NORTH DAKOTA FL FLORIDA AR ARKANSAS CT CONNECTICUT KS KANSAS NJ NEW JERSEY SD SOUTH DAKOTA AK ALASKA IA IOWA MO MISSOURI ID IDAHO false MARTIN J. PHIPPS 5267004 GARTMORE DISTRIBUTION SERVICES, INC. 143032 737 N. MICHIGAN AVE. SUITE 1700 CHICAGO IL ILLINOIS 60611 SC SOUTH CAROLINA VA VIRGINIA LA LOUISIANA GA GEORGIA DC DISTRICT OF COLUMBIA OH OHIO MN MINNESOTA KY KENTUCKY WA WASHINGTON IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS MS MISSISSIPPI DE DELAWARE WV WEST VIRGINIA HI HAWAII FL FLORIDA KS KANSAS SD SOUTH DAKOTA AK ALASKA TN TENNESSEE ID IDAHO RI RHODE ISLAND NY NEW YORK NC NORTH CAROLINA NH NEW HAMPSHIRE MT MONTANA WI WISCONSIN CO COLORADO OK OKLAHOMA NE NEBRASKA NV NEVADA MI MICHIGAN MD MARYLAND TX TEXAS VT VERMONT AZ ARIZONA IN INDIANA AL ALABAMA CA CALIFORNIA UT UTAH WY WYOMING ND NORTH DAKOTA PA PENNSYLVANIA AR ARKANSAS CT CONNECTICUT NJ NEW JERSEY ME MAINE IA IOWA MO MISSOURI false JAMES P. MACMILLAN 1609239 GARTMORE DISTRIBUTION SERVICES, INC. 143032 737 N. MICHIGAN AVE. SUITE 1700 CHICAGO IL ILLINOIS 60611 SC SOUTH CAROLINA VA VIRGINIA LA LOUISIANA GA GEORGIA DC DISTRICT OF COLUMBIA OH OHIO MN MINNESOTA KY KENTUCKY WA WASHINGTON IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS MS MISSISSIPPI DE DELAWARE WV WEST VIRGINIA HI HAWAII FL FLORIDA KS KANSAS SD SOUTH DAKOTA AK ALASKA TN TENNESSEE ID IDAHO RI RHODE ISLAND NY NEW YORK NC NORTH CAROLINA NH NEW HAMPSHIRE MT MONTANA WI WISCONSIN CO COLORADO OK OKLAHOMA NE NEBRASKA NV NEVADA MI MICHIGAN MD MARYLAND TX TEXAS VT VERMONT AZ ARIZONA IN INDIANA AL ALABAMA CA CALIFORNIA UT UTAH WY WYOMING ND NORTH DAKOTA PA PENNSYLVANIA AR ARKANSAS CT CONNECTICUT NJ NEW JERSEY ME MAINE IA IOWA MO MISSOURI false NATIONWIDE FUND DISTRIBUTORS LLC 25910 NATIONWIDE FUND DISTRIBUTORS LLC 25910 1000 CONTINTENTAL DRIVE SUITE 400 KING OF PRUSSIA PA PENNSYLVANIA 19406 SC SOUTH CAROLINA VA VIRGINIA LA LOUISIANA GA GEORGIA DC DISTRICT OF COLUMBIA OH OHIO MN MINNESOTA KY KENTUCKY WA WASHINGTON IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS MS MISSISSIPPI DE DELAWARE WV WEST VIRGINIA HI HAWAII FL FLORIDA KS KANSAS SD SOUTH DAKOTA AK ALASKA TN TENNESSEE ID IDAHO RI RHODE ISLAND NY NEW YORK NC NORTH CAROLINA NH NEW HAMPSHIRE MT MONTANA WI WISCONSIN CO COLORADO OK OKLAHOMA NE NEBRASKA NV NEVADA MI MICHIGAN MD MARYLAND TX TEXAS VT VERMONT AZ ARIZONA PR PUERTO RICO IN INDIANA AL ALABAMA CA CALIFORNIA UT UTAH WY WYOMING ND NORTH DAKOTA PA PENNSYLVANIA AR ARKANSAS CT CONNECTICUT NJ NEW JERSEY ME MAINE IA IOWA MO MISSOURI false HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. 101640 HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. 101640 737 N. MICHIGAN AVE. SUITE 1700 CHICAGO IL ILLINOIS 60611 SC SOUTH CAROLINA VA VIRGINIA LA LOUISIANA GA GEORGIA DC DISTRICT OF COLUMBIA OH OHIO MN MINNESOTA KY KENTUCKY WA WASHINGTON IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS MS MISSISSIPPI DE DELAWARE WV WEST VIRGINIA HI HAWAII FL FLORIDA KS KANSAS SD SOUTH DAKOTA AK ALASKA TN TENNESSEE ID IDAHO RI RHODE ISLAND NY NEW YORK NC NORTH CAROLINA NH NEW HAMPSHIRE MT MONTANA WI WISCONSIN CO COLORADO OK OKLAHOMA NE NEBRASKA NV NEVADA MI MICHIGAN MD MARYLAND TX TEXAS VT VERMONT AZ ARIZONA IN INDIANA AL ALABAMA CA CALIFORNIA UT UTAH WY WYOMING ND NORTH DAKOTA PA PENNSYLVANIA AR ARKANSAS CT CONNECTICUT NJ NEW JERSEY ME MAINE IA IOWA MO MISSOURI false Indefinite 49987600 Indefinite false 8 500000 true 0 The Issuer's Investment Manager compensates the placement agents, which may include a portion of the Investment Manager's management fee while the investor remains invested. This estimate is based on the expected fees over the life of the offering. 0 true false ALPHAGEN VOLANTIS FUND LTD Hugh Ward Hugh Ward Director 2012-10-14