0001012975-16-001555.txt : 20161108 0001012975-16-001555.hdr.sgml : 20161108 20161108101845 ACCESSION NUMBER: 0001012975-16-001555 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20161108 DATE AS OF CHANGE: 20161108 EFFECTIVENESS DATE: 20161108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GAM Holding AG CENTRAL INDEX KEY: 0001438848 IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-273992 FILM NUMBER: 161980262 BUSINESS ADDRESS: STREET 1: KLAUSTRASSE 10 CITY: ZURICH STATE: V8 ZIP: 999999999 BUSINESS PHONE: 212-407-4600 MAIL ADDRESS: STREET 1: C/O GAM USA INC STREET 2: ONE ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: GAM Holding Ltd. DATE OF NAME CHANGE: 20091001 FORMER COMPANY: FORMER CONFORMED NAME: Julius Baer Holding Ltd. DATE OF NAME CHANGE: 20080627 D 1 primary_doc.xml X0707 D LIVE 0001438848 GAM Holding AG c/o GAM USA Inc One Rockefeller Plaza New York NY NEW YORK 10020 212-407-4600 SWITZERLAND GAM Holding Ltd. Julius Baer Holding Ltd. Corporation true Johannes A. de Gier c/o GAM USA Inc One Rockefeller Plaza New York NY NEW YORK 10020 Director Diego du Monceau c/o GAM USA Inc One Rockefeller Plaza New York NY NEW YORK 10020 Director Nancy Mistretta c/o GAM USA Inc One Rockefeller Plaza New York NY NEW YORK 10020 Director Benjamin Meuli c/o GAM USA Inc One Rockefeller Plaza New York NY NEW YORK 10020 Director Hugh Scott-Barrett c/o GAM USA Inc One Rockefeller Plaza New York NY NEW YORK 10020 Director Ezra S. Field c/o GAM USA Inc One Rockefeller Plaza New York NY NEW YORK 10020 Director Alexander S. Friedman c/o GAM USA Inc One Rockefeller Plaza New York NY NEW YORK 10020 Executive Officer Richard McNamara c/o GAM USA Inc One Rockefeller Plaza New York NY NEW YORK 10020 Executive Officer Martin Jufer c/o GAM USA Inc One Rockefeller Plaza New York NY NEW YORK 10020 Executive Officer Tim Dana c/o GAM USA Inc One Rockefeller Plaza New York NY NEW YORK 10020 Executive Officer Scott Sullivan c/o GAM USA Inc One Rockefeller Plaza New York NY NEW YORK 10020 Executive Officer Craig Wallis c/o GAM USA Inc One Rockefeller Plaza New York NY NEW YORK 10020 Executive Officer Larry Hatheway c/o GAM USA Inc One Rockefeller Plaza New York NY NEW YORK 10020 Executive Officer Other Banking and Financial Services Decline to Disclose 06b false 2016-10-26 false true false 0 Indefinite 0 Indefinite The company issued performance units to employees as part of grants of long term incentive awards. The value of the performance units cannot be calculated at the present time. false 9 0 0 0 false GAM Holding AG /s/ Scott Sullivan Scott Sullivan General Counsel 2016-11-08