0001437229-16-000003.txt : 20161011 0001437229-16-000003.hdr.sgml : 20161011 20161007174644 ACCESSION NUMBER: 0001437229-16-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20161011 DATE AS OF CHANGE: 20161007 EFFECTIVENESS DATE: 20161011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED STEMCELL INC CENTRAL INDEX KEY: 0001437229 IRS NUMBER: 262120522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-265260 FILM NUMBER: 161928797 BUSINESS ADDRESS: STREET 1: 521 COTTONWOOD DRIVE #111 CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 1-866- 497-4180 MAIL ADDRESS: STREET 1: 521 COTTONWOOD DRIVE #111 CITY: MILPITAS STATE: CA ZIP: 95035 D/A 1 primary_doc.xml X0707 D/A LIVE 0001437229 APPLIED STEMCELL INC 521 COTTONWOOD DRIVE #111 MILPITAS CA CALIFORNIA 95035 1-866- 497-4180 DELAWARE None None Corporation true Ruhong Jiang c/o Applied StemCell, Inc. 521 Cottonwood Drive #111 Mipitas CA CALIFORNIA 95035 Executive Officer Director Guoliang Yu c/o Applied Stemcell, Inc. 521 Cottonwood Drive #111 Milpitas CA CALIFORNIA 95035 Director Zhenyu Xiao c/o Applied Stemcell, Inc. 521 Cottonwood Drive #111 Milpitas CA CALIFORNIA 95035 Director Biotechnology Decline to Disclose 06b true 0001437229-16-000002 2016-05-18 false true true false 1 18999999 18999999 0 Conversion of convertible note debt into Series D Preferred Stock, additional issuance of Series D Preferred Stock and the Common Stock issuable upon the conversion of such Preferred Stock. false 6 0 0 0 false APPLIED STEMCELL INC /s/ Ruhong Jiang Ruhong Jiang, Ph.D. Chief Executive Officer 2016-10-07