0001435161-15-000005.txt : 20150414 0001435161-15-000005.hdr.sgml : 20150414 20150414172923 ACCESSION NUMBER: 0001435161-15-000005 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150414 DATE AS OF CHANGE: 20150414 EFFECTIVENESS DATE: 20150414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AB&T Financial CORP CENTRAL INDEX KEY: 0001435161 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 262588442 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-237984 FILM NUMBER: 15770049 BUSINESS ADDRESS: STREET 1: 292 WEST MAIN AVENUE CITY: GASTONIA STATE: NC ZIP: 28052 BUSINESS PHONE: 704-867-5828 MAIL ADDRESS: STREET 1: 292 WEST MAIN AVENUE CITY: GASTONIA STATE: NC ZIP: 28052 D 1 primary_doc.xml X0707 D LIVE 0001435161 AB&T Financial CORP 292 WEST MAIN AVENUE GASTONIA NC NORTH CAROLINA 28052 704-867-5828 NORTH CAROLINA Alliance Financial Corporation None Corporation true Don J. Harrison 292 West Main Avenue Gastonia NC NORTH CAROLINA 28052 Executive Officer Roger A. Mobley 292 West Main Avenue Gastonia NC NORTH CAROLINA 28052 Executive Officer Rick L. Houser 292 West Main Avenue Gastonia NC NORTH CAROLINA 28052 Executive Officer David W. White 292 West Main Avenue Gastonia NC NORTH CAROLINA 28052 Director Kenneth C. Appling 292 West Main Avenue Gastonia NC NORTH CAROLINA 28052 Director Gerald F. McSwain 292 West Main Avenue Gastonia NC NORTH CAROLINA 28052 Director Commercial Banking Decline to Disclose 06b false 2014-03-31 false true false 20000 Patrick Capital Markets, LLC 16518 None None 88 Kenrick Plaza St. Louis MO MISSOURI 63119 FL FLORIDA IL ILLINOIS NY NEW YORK NC NORTH CAROLINA SC SOUTH CAROLINA false 9140000 3673100 5466900 false 75 0 0 0 Other than the payment of salaries and other compensation and benefits, no officer, director or promoter will receive any payments from the proceeds of this offering. false AB&T Financial CORP /s/Roger A. Mobley Roger A. Mobley Executive Vice President and Chief Financial Officer 2015-04-14